Lose money after investing in a GPB Capital Holdings Fund? take action
We can help recover your investment loss. Free consultations, always. CONTACT US

Financial Advisor, Chris Kubiak, Was Terminated For Alleged Bank Fraud, And Has Now Been Barred By FINRA

The Wolper Law Firm is currently investigating claims against Chris Kubiak, a former Financial Advisor at Carlton & Associates in Brookfield, MI and American Global Wealth Management in McDonough, GA. Chris Kubiak has been in the securities industry since the 1980s and previously worked at Freedom Investors Partners.

According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2018, Carlton & Associates discharged Chris Kubiak after he was arrested and charged with felony theft by fraud. Shortly thereafter, FINRA sanctioned Chris Kubiak, barring him from the securities industry. The FINRA sanction states:

“Without admitting or denying the findings, Kubiak consented to the sanction and to the entry of findings that he converted customer funds. The findings stated that four customers, including three seniors, gave funds to Kubiak totaling approximately $270,000 to invest on their behalf. Kubiak, however, deposited the funds into his personal bank account and then used them for his own personal use, including to gamble and to pay for personal medical bills.”

For a full copy of the FINRA sanction, click https://www.finra.org/sites/default/files/fda_documents/2018059861801%20Chris%20R%20Kubiak%20CRD%201527367%20AWC%20sl.pdf

If you or someone you know was a customer Chris Kubiak and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at mwolper@wolperlawfirm.com to discuss your specific situation and the legal options available. The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.

Matt Wolper, the Managing Principal of the Wolper Law Firm, is a trial lawyer who has handled hundreds of securities cases during his career involving a wide range of products, strategies and securities. Prior to representing investors, he was a partner with a national law firm, where he represented some of the largest banks and brokerage firms in the world in securities matters.

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

or call 800.931.8452
Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: 800.931.8452

Additional Office Locations (by appointment only)

3355 Lenox Road
Suite 7
Atlanta, GA 30326


13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016


3102 Maple Ave.
Suite 400
Dallas, TX 75201


5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220


7900 E. Union Ave.
Suite 1100
Denver, CO 80237


1700 Park Street
Suite 103
Naperville, IL 60563


1001 Fourth Ave.
Seattle, WA 98154