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Category: Carlton & Associates

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Financial Adviser Shawn Spellacy Discloses $719,000 Customer Complaint

Shawn Spellacy (CRD#: 2275119) is a registered Broker and Investment Adviser at Calton & Associates, Inc., in Fair Oaks, CA. Broker’s Background He entered the securities industry in 1993 and previously worked for Fortis Investors, Inc.; and G.R. Phelps & Co., Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly […]

Financial Advisor Chris Kubiak (Carlton & Associates) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Chris Kubiak, a former Financial Advisor at Carlton & Associates in Brookfield, MI and American Global Wealth Management in McDonough, GA. Chris Kubiak has been in the securities industry since the 1980s and previously worked at Freedom Investors Partners. According to publicly available records released […]