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Stifel Nicolaus & Company, Incorporated Fraud and/or Investment Loss Customer Complaint Disclosures

Stifel Nicolaus & Company, Incorporated: (CRD#:793/SEC#: 801-10746,8-1447)

 

  • Stifel Capital Advisors
  • Stifel Nicolaus & Co Inc Investment Services
  • Stifel Nicolaus Butler Wick Division
  • Stifel Nicolaus Weisel
  • Stifel, Nicolaus & Company, Incorporated
  • Stone & Youngberg
  • TWP Private Wealth Management
  • Washington Crossing Advisors.

This firm, founded in 1890, is headquartered in St. Louis, Missouri, and has annual revenue of over $2.2 billion. It is listed on the NYSE as SF (NYSE) and employs 7,100 advisors. The firm is licensed in 53 States and Territories. Stifel is the 7th largest full-service investment firm according to the number of its advisors and parent company, Stifel Financial Corp., has had record net revenues of 22 consecutive years.

Stifel Nicolaus Broker, Joel Davidman, Has Disclosed Regulatory Suspensions And Customer Complaints

By mwolper | May 19, 2019

Joel Davidman is a Financial Advisor at Stifel Nicolaus in Beverly Hills, California.  Joel Davidman entered the securities industry in 1981 and previously worked for Morgan Stanley for 35 years before being terminated for “allegations relating to the registered representative’s discretionary trades in client accounts without written authorization.”  According to publicly available records released by […] Read More →

Stifel Nicolaus Financial Advisor, Scott Sanders, Has Pending Complaint, Alleging Breach Of Fiduciary Duty

By mwolper | Sep 13, 2018

The Wolper Law Firm is currently investigating claims against Scott Alan Sanders, a Financial Advisor at Stifel Nicolaus in Ft. Myers, Florida.  Scott Sanders has been in the securities industry since the 1990s and previously worked at Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 25, […] Read More →

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
Suite 705
New York, NY 10016

Dallas

3102 Maple Ave.
Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis