Stifel Nicolaus & Company, Incorporated Fraud and/or Investment Loss Customer Complaint Disclosures

Stifel Nicolaus & Company, Incorporated: (CRD#:793/SEC#: 801-10746,8-1447)

  • Stifel Capital Advisors
  • Stifel Nicolaus & Co Inc Investment Services
  • Stifel Nicolaus Butler Wick Division
  • Stifel Nicolaus Weisel
  • Stifel, Nicolaus & Company, Incorporated
  • Stone & Youngberg
  • TWP Private Wealth Management
  • Washington Crossing Advisors.

This firm, founded in 1890, is headquartered in St. Louis, Missouri, and has annual revenue of over $2.2 billion. It is listed on the NYSE as SF (NYSE) and employs 7,100 advisors. The firm is licensed in 53 States and Territories. Stifel is the 7th largest full-service investment firm according to the number of its advisors and parent company, Stifel Financial Corp., has had record net revenues of 22 consecutive years.

Stifel Nicolaus Broker, Joel Davidman, Has Disclosed Regulatory Suspensions And Customer Complaints

By mwolper | May 19, 2019

Joel Davidman is a Financial Advisor at Stifel Nicolaus in Beverly Hills, California.  Joel Davidman entered the securities industry in 1981 and previously worked for Morgan Stanley for 35 years before being terminated for “allegations relating to the registered representative’s discretionary trades in client accounts without written authorization.”  According to publicly available records released by […] Read More →

Stifel Nicolaus Financial Advisor, Scott Sanders, Has Pending Complaint, Alleging Breach Of Fiduciary Duty

By mwolper | Sep 13, 2018

The Wolper Law Firm, P.A. is currently investigating claims against Scott Alan Sanders, a Financial Advisor at Stifel Nicolaus in Ft. Myers, Florida.  Scott Sanders has been in the securities industry since the 1990s and previously worked at Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 25, […] Read More →

Attorney Matthew Wolper

Attorney Matthew WolperMatt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks. [Attorney Bio]