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Tag: sanction

Financial Advisor Scott Palmer (Janney Montgomery Scott LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Scott Palmer, a former Financial Advisor at Janney Montgomery in Hackensack, New Jersey.  Scott Palmer has been in the securities industry since 1973 and previously worked at Citigroup, and Dean Witter. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor George Taylor (Fairport Capital) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against George Taylor, a Financial Advisor at Fairport Capital and Temenos Advisory in Litchfield, Connecticut.  George Taylor has been in the securities industry since the 1980s and previously worked at New England Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Christopher Sinkula (Janney Montgomery Scott LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Sinkula, a Financial Advisor at Janney Montgomery in Stuart, FL.  Christopher Sinkula has been in the securities industry since the 1980s and previously worked at Citigroup and AG Edwards According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Sinkula […]

Financial Advisor John Maccoll (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Maccoll, a former Financial Advisor at UBS Financial Services in Birmingham, Michigan.  John Maccoll has been in the securities industry since the 1970s and previously worked for Morgan Stanley According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March […]

Financial Advisor Robert Humberston (Ameriprise Financial Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Robert Humberston, a former Financial Advisor at Ameriprise Financial Services in Suffield, Connecticut.  Robert Humberston has been in the securities industry since 2012 and previously worked for Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 27, […]

Financial Advisor Sanders Spangler (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Sanders Spangler, a Financial Advisor at LPL Financial in San Antonio, Texas.  Damian Mamane has been in the securities industry since the 2000 and previously worked for Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March 26, […]

Financial Advisor Barry Connell (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Barry Connell, a former Financial Advisor at Morgan Stanley in Ridgewood, New Jersey.  Barry Connell has been in the securities industry since 1998 and previously worked at UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […]

Financial Advisor Suhail Khan (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Suhail Khan, a former Financial Advisor at LPL Financial, LLC in Chicago, Illinois.  Suhail Khan has been in the securities industry since the 1990’s and previously worked for Vision and U.S. Financial Investments. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Kimberly Pine Kitts (Royal Alliance Associates, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kimberly Pine Kitts, a former Financial Advisor at Royal Alliance Associates in Palmer, Maine.  Kimberly Pine Kitts has been in the securities industry since the 1990s and previously worked for ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor James Unger (Financial American Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio.  James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) […]