Financial Advisor James Unger (Financial American Securities) Customer Complaints
July 19, 2018
- Categories:
- Financial American Securities
- Broker Discipline
- Hennion and Walsh
- Sanction
- Selling Away
- Theft
- Unsuitability
- Unsuitable
The Wolper Law Firm, P.A. is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio. James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) […]