The Wolper Law Firm, P.A. is currently investigating claims against Nicholas Radke (CRD  2610246),a former Financial Adviser at American Independent Investment Group in Lake Oswego, Oregon.  Nicholas Radke has been in the securities industry since the 1990s and previously worked at LPL Financial Group.  According to publicly available records released by the Financial Industry Regulatory […]

The Wolper Law Firm, P.A. is currently investigating claims against Robert Jamison II (CRD  5793591),a Financial Adviser at Independent Financial Group in Salinas, California and PNC Investments in Atlanta, Georgia.  Scott Dolven has been in the securities industry since 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December […]

The Wolper Law Firm, P.A. is currently investigating claims against Partho Ghosh, a former Financial Advisor at NY Life in New York, NY.  Partho Ghosh has been in the securities industry since 1980s and previously worked at MMC Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 27, […]

The Wolper Law Firm, P.A. is currently investigating claims against Phillip Boyd, a former Financial Advisor at LPL Financial in Owasso, Oklahoma.  Phillip Boyd is currently employed by Crown Capital Securities and has been in the securities industry since 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jon April […]

The Wolper Law Firm, P.A. is currently investigating claims against Howard Utz, a former Financial Advisor at Hazard & Siegel in Mars, Pennsylvania.  Howard Utz has been in the securities industry since 1995 and previously worked for Securities America and Sunset Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Suhail Khan, a former Financial Advisor at LPL Financial, LLC in Chicago, Illinois.  Suhail Khan has been in the securities industry since the 1990’s and previously worked for Vision and U.S. Financial Investments. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against Shakela Carter, a former Financial Advisor at Merrill Lynch in Ft. Lauderdale, Florida.  Shakela Carter has been in the securities industry since the 2009. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2016, Shakela Carter resigned from Merrill Lynch […]

The Wolper Law Firm, P.A. is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio.  James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) […]

The Wolper Law Firm, P.A. is currently investigating claims against John James, a former Financial Advisor at Merrill Lynch in Golden Valley, Minnesota.  John James first entered the securities industry in 2003 and previously worked for Piper Jaffray. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 27, 2017, […]

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Eckstein, a former Financial Advisor at Sisk Investment Services in Syosset, NY.  Matthew Eckstein first entered the securities industry in the 1990s and previously worked for Gould, Ambroson & Assoc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]