Stewart Ginn (CRD#: 4503197) is a registered broker at Independent Financial Group, LLC in Encinitas, CA.   Broker’s Background He entered the securities industry in 2002. He previously worked for Navian Capital Securities LLC; Newbridge Securities Corporation; Chicago Investment Group, LLC (FINRA expelled the firm in 2010); Ladenburg Thalmann & Co., Inc; and Ladenburg Capital […]

Jay Eng (CRD#: 2241817) is a registered Broker and Investment Adviser at Independent Financial Group, LLC in Torrance, CA. Broker’s Background He entered the securities industry in 1992 and previously worked for Kinecta Wealth Management; LPL Financial, LLC; WM Financial Services, Inc.; Electronic Trading Group, LLC; Pule Trading, Inc.; Banc of America Securities, LLC; J.P. […]

Jerry Tuma (CRD#: 730104) is a dually registered Broker and Investment Advisor at Independent Financial Group, LLC in Dallas, TX. Broker’s Background He entered the securities industry in 1981 and previously worked for Independent Financial Group, LLC; Cambridge Legacy Securities, LLC; AIG Financial Advisors, Inc.; SunAmerica Securities, Inc.; Anchor National Financial Services, Inc.; and Waddell […]

Donovan Kelly (CRD#: 2622366) is a dually registered Broker and Investment Advisor at Independent Financial Group, LLC in Billings, MT. Broker’s Background He entered the securities industry in 1995 and previously worked for Pacific West Financial Consultants, Inc.; Pacific West Securities, Inc.; Raymond James Financial Services Advisors, Inc.; Raymond James Financial Services, Inc.; Royal Alliance […]

Brett Hartvigson (CRD # 2263087) is a Financial Advisor at Independent Financial Group, LLC in San Diego, CA. Brett Hartvigson has been in the securities industry since 1992 and previously worked at LPL Financial Corporation, Thrivent Investment Management Inc., and Lutheran Brotherhood Securities Corp. According to publicly available records released by the Financial Industry Regulatory […]

Tatyana Bunich (CRD# 2288860) is a Financial Advisor at Independent Financial Group in Columbia, MD. Tatyana Bunich has been in the securities industry since 1992 and previously worked at 14 different brokerage firms including CL Wealth Management LLC, Cabot Lodge Securities LLC, and FINRA expelled Allied Beacon Partners, Inc. According to publicly available records released […]

  Kenneth Guerra (CRD # 1337062) is a Financial Advisor at Independent Financial Group in Grants Pass, Oregon. Kenneth Guerra previously worked at ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 5, 2019, a customer complaint was reported against Kenneth Guerra, alleging “despite ttheir stated […]

Brian Joseph Lockett (CRD # 4573162) is a Financial Advisor at Independent financial Group, LLC in Lynnwood, WA.  Brian Lockett has been in the securities industry since 2002 and previously worked at Geneos Wealth Management, Inc. and Commonwealth Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Brian Lockett […]

Shimshon Plotkin is a Financial Advisor at Independent Financial Group, LL in Chevy Chase, Maryland.  Shimshon Plotkin has been in the securities industry since 1994 and previously worked at Cambridge Investment Research.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Shimshon Plotkin has been the subject of seven customer complaint […]

The Wolper Law Firm, P.A. is currently investigating claims against Wenjinn James Chang, a Financial Adviser at Independent Financial Group in Rockville, Maryland.  Wenjinn Chang has been in the securities industry since 2002 and previously worked at Ameritas Investment Corp.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]