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Category Geneos Wealth Management

Genos Wealth Management Investment Advisor Richard Braverman Has Two Customer Complaints Alleging Unsuitable Investments

August 17, 2021

Richard Braverman (CRD#: 1023227) is a dually registered Broker and Investment Advisor at Genos Wealth Management, Inc. in Lancaster, PA. He entered the securities industry in 2005 and previously worked for FSC Securities Corporation; Braverman Financial Associates; Royal Alliance Associates, Inc.; Keogler, Morgan & Company, Inc.; Hibbard Brown & Co., Inc.; Investors Brokerage Services, Inc.;…

Geneos Wealth Management Fraud and/or Investment Loss Customer Complaint Disclosures

May 11, 2021

Geneos Wealth Management: CRD#: 120894/SEC#: 801-62331,8-65357 The firm is headquartered in Centennial, Colorado.  It was founded by Russell Diachok in 2002 and currently has nearly $3.3 billion in assets. Geneos Wealth Management holds 52 licenses for U.S. States and Territories. There have been five disclosures made since 2020.

Independent Financial Group Financial Advisor, Brian Lockett, Has Nine Customer Complaints And A FINRA Suspension Reported On His CRD

November 21, 2019

Brian Joseph Lockett (CRD # 4573162) is a Financial Advisor at Independent financial Group, LLC in Lynnwood, WA.  Brian Lockett has been in the securities industry since 2002 and previously worked at Geneos Wealth Management, Inc. and Commonwealth Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Brian Lockett…

GPB Recover

August 8, 2019

Start Your Claim Call 800.931.8452 The Wolper Law Firm Is Currently Pursuing Recovery Options Against Brokerage Firms That Recommended That Clients Purchase Risky Private Placements Issued By GPB Capital Holdings, LP. Investors Were Initially Lured With The Prospect Of Attractive Returns. It Now Appears That These Recommendations Were Motivated By Commissions. Brokers Were Reportedly Paid…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

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