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Category: Geneos Wealth Management

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Financial Adviser Edward Barfield Has Seven Disclosed Customer Complaints

Edward Barfield (CRD#: 4257082) is a registered Broker and Investment Adviser at Geneos Wealth Management, Inc. in Kirkwood, MO. Broker’s Background He entered the securities industry in 2000 and previously worked for Cetera Advisor Networks, LLC; Summit Financial Group, Inc.; Summit Brokerage Services, Inc.; OneAmerica Securities, Inc.; Park Avenue Securities, Inc.; and Fort Washington Brokerage […]

Financial Advisor Richard Braverman (Genos Wealth Management, Inc.) Customer Complaints

Richard Braverman (CRD#: 1023227) is a dually registered Broker and Investment Advisor at Genos Wealth Management, Inc. in Lancaster, PA. He entered the securities industry in 2005 and previously worked for FSC Securities Corporation; Braverman Financial Associates; Royal Alliance Associates, Inc.; Keogler, Morgan & Company, Inc.; Hibbard Brown & Co., Inc.; Investors Brokerage Services, Inc.; […]

Financial Advisor Robert Stanlick (Geneos Wealth Management, Inc.) Customer Complaints

Robert Stanlick (CRD#: 2411358) is a dually registered Broker and Investment Advisor at Geneos Wealth Management, Inc., in Colorado Springs, CO. He entered the securities industry in 1993 and previously worked for Presidential Brokerage, Inc.; U.S. Bancorp Piper Jaffray, Inc.; Allmerica Investments, Inc.; CUNA Brokerage Services, Inc.; New England Securities, Inc. According to publicly available […]

Financial Advisor Brian Joseph Lockett (Independent Financial Group, LLC) Customer Complaints

Brian Joseph Lockett (CRD # 4573162) is a Financial Advisor at Independent financial Group, LLC in Lynnwood, WA.  Brian Lockett has been in the securities industry since 2002 and previously worked at Geneos Wealth Management, Inc. and Commonwealth Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Brian Lockett […]

Financial Advisor Bradley Tennison (Geneos Wealth Management, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Bradley Tennison, a former Financial Advisor at Geneos Wealth Management, Inc. in Mesa, Arizona.  Bradley Tennison first entered the securities industry in 1992 and previously worked for Oberlin Financial Corp. and First Allied Securities. According to publicly available records released by the Financial Industry Regulatory […]