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Tag: sanction

Financial Advisor Steven Coffey (First American Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Steven Coffey, a former Financial Advisor at First American Securities in Orrville, Ohio.  Steven Coffey first entered the securities industry in 2001 and previously worked for MML Investors Services and Nationwide Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Paul Soll (Western International Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Paul Soll, a former Financial Advisor at Western International Securities and Financial West Group in Los Angeles, California.  Paul Soll first entered the securities industry in the 1970s and previously worked for SRM Securities and Oppenheimer. According to publicly available records released by the Financial […]

Financial Advisor Giustino Destafano (Securities America) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Giustino Destafano, a former Financial Advisor at Securities America in Williamsville, NY.  Matthew Eckstein first entered the securities industry in 2005 and previously worked for Merrill Lynch, Wachovia Securities and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Matthew Eckstein (Sisk Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Eckstein, a former Financial Advisor at Sisk Investment Services in Syosset, NY.  Matthew Eckstein first entered the securities industry in the 1990s and previously worked for Gould, Ambroson & Assoc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Joseph Mangiapane (WestPark Capital) Customer Complaints

Joseph Mangiapane is a former Financial Advisor at WestPark Capital in Newport beach, California.  Joseph Mangiapane first entered the securities industry in the 1980s and previously worked for a multitude of brokerage firms in California. According to publicly available records released by the Securities Exchange Commission (SEC), on June 14, 2018, the SEC instituted proceedings […]

Financial Advisor George Oldoerp (H. Beck, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against George Oldoerp, a former Financial Advisor at H. Beck, Inc. in Corona, California.  George Oldoerp first entered the securities industry in the 1980s and has been employed by H. Beck, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Thomas Beattie (Dakota Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Beattie, a Financial Advisor at Dakota Securities in Miami, FL.  Thomas Beattie first entered the securities industry in 1975 and previously worked at four brokerage firms that have since been barred by FINRA. According to publicly available records released by the Financial Industry Regulatory […]