Investment adviser Gregory McCloskey (CRD#: 2820510) was employed as a broker by Westpark Capital, Inc. from 2016 until October 7, 2019, when he was permitted by the firm to resign after failing to adhere to a heightened supervision plan. Gregory McCloskey was a broker with Newport Coast Securities from 2007 until 2016. According to publicly […]

Stephen Sloane (CRD # 1257601) was a Financial Advisor at Westpark Capital Securities, Inc. in New York, NY from 2016-2020. Stephen Sloane has been in the securities industry since 1984 and previously worked at Morgan Stanley, Citigroup Global Markets, Inc., Dean Witter Reynolds Inc., and Donald Sheldon & Co., Inc. According to publicly available records […]

Nicholas Palumbo (CRD #1069948) was a registered broker with Park Avenue Securities LLC from 1999-2020 in Armonk, NY. Nicholas Palumbo was in the securities industry from 1983-2020 and also worked for Guardian Investor Services Corporation, SMA Equities, Inc., and First Investors Corporation. On April 17, 2020 Nicholas Palumbo was permitted to resign from Park Avenue […]

Bryan Mazliach (CRD # 5518438) was a Financial Advisor at WestPark Capital, Inc. and Laidlaw & Company LTD in Fort Lauderdale, FL. Bryan Mazliach was also a registered broker at Rockwell Global Capital LLC and two FINRA expelled firms Charles Vista LLC and Obsidian Financial Group, LLC in New York. Bryan Mazliach was in the […]

Hary Datys (CRD # 1877750) was a Financial Advisor at Westpark Capital, Inc. in New York, NY. Hary Datys was in the securities industry from 1990 to 2020. Harry Datys worked for eight different brokerage firms including Sterling Financial Investment Group, Inc. (expelled by FINRA), Joseph Stevens & Company, Inc., and GKN Securities Corp. According […]

Hector Ramos (CRD #4172477) was a Financial Advisor at Westpark Capital in New York, NY and Wynston Hill Capital in Red Bank, NJ. Hector Ramos was in the securities industry from 2000 to 2019, during which he worked at 11 different brokerage firms. According to publicly available records released by the Financial Industry Regulatory Authority […]

Gregory Ricker (CRD #1834893) was a Financial Advisor at Westpark Capital in Boca Raton, FL. Gregory Ricker has been in the securities industry since 1992 and previously worked at National Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 29, 2020, Gregory Ricker was sanctioned by FINRA, […]

Philip Rosenweig is a Financial Advisor at Westpark Capital in Boca Raton, FL.  Philip Rosenweig has been in the securities industry since 1983 and previously worked at Laidlaw & Company.  In June 2017, Reuters published a report analyzing data issued by the Financial Industry Regulatory Authority (FINRA).  In describing Westpark Capital, Reuters reported that “about […]

Joseph Mangiapane is a former Financial Advisor at WestPark Capital in Newport beach, California.  Joseph Mangiapane first entered the securities industry in the 1980s and previously worked for a multitude of brokerage firms in California. According to publicly available records released by the Securities Exchange Commission (SEC), on June 14, 2018, the SEC instituted proceedings […]

Lawrence Fawcett is a former Financial Advisor at Westpark Capital in Los Angeles, CA.  Lawrence Fawcett has been in the securities industry since the 2012. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), during Lawrence Fawcett’s six year career, he has been the subject of five (5) customer complaints and […]