Category: Fraud

Investors who purchased White River tax credits may face two financial problems: the loss of their investment and unexpected federal tax liabilities. An IRS rejection can lead to back taxes, interest, and IRS penalties, making a prompt, organized response important. Wolper Law Firm has published information concerning one advisor-related inquiry and a separate advisor investigation. […]

Investors purchased White River tax credits expecting to reduce federal income taxes. Instead, affected investors have reportedly had the credits rejected by the IRS and may face the loss of their purchase price along with taxes, penalties, and interest. Wolper Law Firm is investigating allegations involving Joseph Wainer and Kingswood Capital Partners as part of […]

Investors who purchased White River Energy Corp. tribal tax credits now face a more serious federal enforcement picture. A January 29, 2026, letter from Senator Ron Wyden states that White River and an investment adviser were notified that they are subjects of an ongoing Department of Justice criminal tax investigation. This White River tribal tax […]

Premium‑financed life insurance remains a widely marketed financing strategy; however, over the last couple of years, it has faced increasing scrutiny, litigation risk, and shifting industry dynamics. While premium financing can be a valuable tool to build wealth and maximize coverage, it is not appropriate for every situation. Florida investors should be on their guard […]

Investing in the stock market can be a great way to grow your assets and make money. However, it also comes with risks and potential losses. In some cases, investors may suffer losses due to securities law violations by their financial advisors or firms. When this happens, securities litigation can be an option for recovery. […]

The financial sector is an important part of the nation’s economy. This means when fraud or misconduct occurs within the financial sector, the entire country can be affected financially. Fortunately, the Financial Industry Regulatory Authority (FINRA) provides opportunities to investors like you who may have been defrauded in the financial sector to recover their losses.  […]

Everyone knows that mistakes happen, but when you have a considerable amount of money on the line, a little mistake can result in substantial losses. Fortunately, the Financial Industry Regulatory Authority (FINRA) provides opportunities for people who have wrongly suffered investment losses to recover them in arbitration.  But your complaint can only be successful if […]

Being able to prove that your stockbroker has engaged in misconduct is essential if you hope to recover the considerable losses you endured due to their fraudulent handling of your investments.  But, doing so could prove to be a challenge if you don’t know what acts are considered fraud and how to prove it. For […]

The Wolper Law Firm, P.A. is currently investigating claims against Sean Kelly, a former Financial Advisor at Center Street Securities and Capital Financial Services in Marietta, Georgia. Sean Kelly has been in the securities industry since 2000 and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against John Schmidt, a former Financial Advisor at Wells Fargo in Dayton, Ohio.  John Schmidt has been in the securities industry since 1980s and previously worked at Stifel Nicolaus. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), o in October 2017, […]