fbpx

Category: Forgery

Financial Advisor John Schmidt (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Schmidt, a former Financial Advisor at Wells Fargo in Dayton, Ohio.  John Schmidt has been in the securities industry since 1980s and previously worked at Stifel Nicolaus. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), o in October 2017, […]

Financial Advisor Kimberly Pine Kitts (Royal Alliance Associates, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kimberly Pine Kitts, a former Financial Advisor at Royal Alliance Associates in Palmer, Maine.  Kimberly Pine Kitts has been in the securities industry since the 1990s and previously worked for ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Matthew Morris (SunTrust Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Morris (Matthew Alan Morris), a former Financial Advisor at SunTrust Investment Services in Hopewell, Virginia.  Matthew Morris (Matthew Alan Morris) first entered the securities industry in the 1980s and previously worked for RBC Capital Markets, Ferris, Baker Watts and Morgan Stanley. According to publicly […]