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Category: Annuity

Summit Brokerage Services Financial Advisor, John Raleigh, Has Pending Customer Complaint Alleging Unsuitable Annuity Recommendations

The Wolper Law Firm is currently investigating claims against John Raleigh, a Financial Advisor at Summit Brokerage Services in Sarasota, FL.  John Raleigh has been in the securities industry since 1993 and previously worked at American Express Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 7, […]

Current Summit Brokerage Services Financial Advisor, Linda Zara, Was Terminated By Wells Fargo For Taking A Loan From A Client

The Wolper Law Firm is currently investigating claims against Linda Zara, a Financial Advisor at Summit Brokerage Services in Boca Raton, FL.  Linda Zara has been in the securities industry since 1993. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, Linda Zara was terminated by Wells […]

INVESTOR ALERT—Centaurus Financial Broker, Ralph Quintana, Has Pending Customer Complaint For Allegedly Failing To Disclose Material Facts Regarding An Investment

The Wolper Law Firm is currently investigating claims against Ralph Quintana, a Financial Advisor at Centaurus Financial in Upland, California.  Ralph Quintana has been in the securities industry since the 1990s and previously worked at LPL Finanical. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 11, 2018, a […]

Wolper Law Firm Is Investigating Claims Against Financial Advisor, Xavier Patino

The Wolper Law Firm is currently investigating claims against Xavier Patino, a Financial Advisor at Newbridge Securities in Oakbrook Terrace, Illinois.  Xavier Patino has been in the securities industry since the 2008 and previously worked at JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2017, […]

Investor Warning—Did You Buy An Annuity From Former SunTrust Investment Services Financial Advisor, Matthew Morris

The Wolper Law Firm is currently investigating claims against Matthew Morris (Matthew Alan Morris), a former Financial Advisor at SunTrust Investment Services in Hopewell, Virginia.  Matthew Morris (Matthew Alan Morris) first entered the securities industry in the 1980s and previously worked for RBC Capital Markets, Ferris, Baker Watts and Morgan Stanley. According to publicly available […]