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Category: Newbridge Securities

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Financial Advisor Michael Grande Subject of Pending FINRA Complaint

Michael Charles Grande (CRD#: 1219255) is a previously registered broker. Broker’s Background He entered the securities industry in 1984 and previously worked with Richardson Greenshields Securities Inc; H. Burckhardt & Company, Inc.; Advest, Inc.; Shochet Securities, Inc.; Bluestone Capital Corp.; Sands Brothers & Co., Ltd.; Meyers Associates, L.P (FINRA expelled the firm in 2018); and […]

Registered Broker Ivan Gefen Subject of $1.2M Customer Dispute

Ivan Gefen (CRD#: 1229418) is a registered broker and investment advisor at NewBridge Securities Corporation in Boca Raton, FL. Broker’s Background Ivan Gefen entered the securities industry in 1984, and previously worked for First Miami Securities, Inc; Prudential Securities Incorporated; VFinance Investments, Inc; National Securities Corporation; National Asset Management, Inc.; and Morgan Stanley. Current and […]

Financial Advisor John Forrester, Jr. Has Five Disclosed Customer Complaints

John Forrester, Jr.  (CRD#: 728188) is a registered broker at Newbridge Securities Corporation in Boca Raton, FL. Broker’s Background He entered the securities industry in 1981 and currently works for Newbridge Securities Corporation. He previously worked for Wasserman & Associates, Inc.; Thos. K. Wasserman & Associates, Inc.; Dean Witter Reynolds Inc.; Prudential Securities Incorporated; Thomson […]

Financial Adviser Ivan Gefen has Eleven Disclosed Customer Complaints

Ivan Gefen (CRD#: 1229418) is a Broker and Investment Adviser at Newbridge Securities Corp. in Boca Raton, FL. Broker’s Background He entered the securities industry in 1984 and previously worked for Morgan Stanley; National Asset Management, Inc.; National Securities Corporation; VFinance Investments, Inc.; Prudential Securities, Inc.; and First Miami Securities, Inc. Current And Past Allegations […]

Financial Advisor Marshall Isaccson (Newbridge Securities Corp.) Customer Complaints

Marshall Isaccson (CRD#: 1140370) is a formerly registered Broker. Broker’s Background He entered the securities industry in 1983 and previously worked for Newbridge Securities Corporation; Ladenburg Thalmann & Co., Inc.; Oppenheimer & Co.; Ryan Beck & Co.; Gruntal & Co., LLC; Janney Montgomery Scott, LLC; Prudential Securities Inc.; Smith Barney, Inc.; Lehman Brothers, Inc.; Painewebber […]

Financial Advisor Kerri Jamison (Newbridge Securities Corp.) Customer Complaints

Kerri Jamison (CRD # 4348584) is a Financial Advisor at Newbridge Securities Corp. in Mesa, Arizona. Kerri Jamison has been in the securities industry since 2001 and previously worked at Dewaay Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2016, Kerri Jamison has been the subject of […]

Financial Advisor Tariq Sales (Newbridge Securities Corp.) Customer Complaints

Tariq Sales (CRD # 2851440) was a Financial Advisor at Newbridge Securities in New York, NY.  Tariq Sales has been in the securities industry since 1997 and previously worked at Aegis Capital, Gunnallen Financial, Reid & Rudiger, First Republic, Briarwood Investment Counsel, Nichols, Safina, Lerner, and Meyers Pollock Robbins. According to publicly available records released […]

Financial Advisor Michael R. Greenfield (Newbridge Securities Corp.) Customer Complaints

Michael R. Greenfield is a Financial Advisor at Newbridge Securities Corporation in Boca Raton, FL.  Michael Greenfield has been in the securities industry since 2008 and previously worked at The GMS Group, LLC, Morgan Stanley and Oppenheimer & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Greenfield has […]

Financial Advisor Sean Waters (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Sean Waters, a former Financial Adviser at Newbridge Securities Corp. in Boca Raton, FL.  Sean Waters has been in the securities industry since the 2001 and previously worked for Financial West Group through 2017. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor David Fagenson (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against David Fagenson, a Financial Adviser at Newbridge Securities in Boca Raton, FL.  David Fagenson has been in the securities industry since 1980 and was previously employed by UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), David Fagenson […]