Category: Newbridge Securities

Lawrence Michael Labine (CRD#: 1279935) was a previously registered broker and investment advisor.   Broker’s History He entered the securities industry in 1985 and previously worked with Southmark Financial Services, Inc.; Anchor National Financial Services, Inc.; Sunamerica Securities, Inc.; Linsco/Private Ledger Corp; Associated Planners Investment Advisory; Dewaay Advisory; and Newbridge Financial Services Group, Inc.   […]

Peter Goffin (CRD#: 1617710) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 1987 and previously worked with Commvest Securities; JW Charles Securities; Wachovia Securities Financial Network, LLC; and Newbridge Securities Corporation Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records released […]

Baris (Barry) Cabalar (CRD#:4749342) is a registered broker with PHX Financial, Inc., in Fort Lauderdale, FL. Broker’s History He entered the securities industry in 2007 and previously worked with Newbridge Securities Corporation; John Thomas Financial (FINRA expelled the firm in 2013); Aegis Capital Corp.; and Legend Securities, Inc. (FINRA expelled the firm in 2017). Allegations […]

Michael Charles Grande (CRD#: 1219255) is a previously registered broker. Broker’s Background He entered the securities industry in 1984 and previously worked with Richardson Greenshields Securities Inc; H. Burckhardt & Company, Inc.; Advest, Inc.; Shochet Securities, Inc.; Bluestone Capital Corp.; Sands Brothers & Co., Ltd.; Meyers Associates, L.P (FINRA expelled the firm in 2018); and […]

Ivan Gefen (CRD#: 1229418) is a registered broker and investment advisor at NewBridge Securities Corporation in Boca Raton, FL. Broker’s Background Ivan Gefen entered the securities industry in 1984, and previously worked for First Miami Securities, Inc; Prudential Securities Incorporated; VFinance Investments, Inc; National Securities Corporation; National Asset Management, Inc.; and Morgan Stanley. Current and […]

John Forrester, Jr.  (CRD#: 728188) is a registered broker at Newbridge Securities Corporation in Boca Raton, FL. Broker’s Background He entered the securities industry in 1981 and currently works for Newbridge Securities Corporation. He previously worked for Wasserman & Associates, Inc.; Thos. K. Wasserman & Associates, Inc.; Dean Witter Reynolds Inc.; Prudential Securities Incorporated; Thomson […]

Ivan Gefen (CRD#: 1229418) is a Broker and Investment Adviser at Newbridge Securities Corp. in Boca Raton, FL. Broker’s Background He entered the securities industry in 1984 and previously worked for Morgan Stanley; National Asset Management, Inc.; National Securities Corporation; VFinance Investments, Inc.; Prudential Securities, Inc.; and First Miami Securities, Inc. Current And Past Allegations […]

Marshall Isaccson (CRD#: 1140370) is a formerly registered Broker. Broker’s Background He entered the securities industry in 1983 and previously worked for Newbridge Securities Corporation; Ladenburg Thalmann & Co., Inc.; Oppenheimer & Co.; Ryan Beck & Co.; Gruntal & Co., LLC; Janney Montgomery Scott, LLC; Prudential Securities Inc.; Smith Barney, Inc.; Lehman Brothers, Inc.; Painewebber […]

Kerri Jamison (CRD # 4348584) is a Financial Advisor at Newbridge Securities Corp. in Mesa, Arizona. Kerri Jamison has been in the securities industry since 2001 and previously worked at Dewaay Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2016, Kerri Jamison has been the subject of […]

Tariq Sales (CRD # 2851440) was a Financial Advisor at Newbridge Securities in New York, NY.  Tariq Sales has been in the securities industry since 1997 and previously worked at Aegis Capital, Gunnallen Financial, Reid & Rudiger, First Republic, Briarwood Investment Counsel, Nichols, Safina, Lerner, and Meyers Pollock Robbins. According to publicly available records released […]