Mark E. Young (CRD#: 1800687) is a dually registered Broker and Investment Advisor at Royal Alliance Associates, Inc. in Topeka, KS. Broker’s Background He entered the securities industry in 1988 and previously worked for Investment Advisors Asset Management, LLC; BTS Asset Management, Inc.; Investment Advisors & Consultants, Inc.; and Security Distributors, Inc. Current And Past […]

John Swon IV (CRD#: 5591686) was a previously registered Broker and Investment Advisor at Royal Alliance Associates, Inc., in Bloomington, IN. He entered the securities industry in 2009 and previously worked for NYLife Securities, LLC; Edward Jones; and RBC Capital Markets Corporation. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Ryan T. Fleming (CRD#: 4378425) is a dually registered Broker and Investment Advisor at Royal Alliance Associates, Inc. in Bellevue, WA. He entered the securities industry in 2001 and previously worked for Hornor, Townsend & Kent, LLC; and Advisory Resource Group, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Les Barber, Jr. (CRD#: 1256348) is a dually registered Investment Advisor and Broker at Royal Alliance Associates, Inc., in South Jordan, UT. He entered the securities industry in 2004 and previously worked for Lincoln Financial Advisors Corp.; The Lincoln National Life Insurance Company; and Lincoln Financial Advisors Corp. According to publicly available records released by […]

Gary Ginsberg (CRD # 1175258) is a Financial Advisor at Ameriprise Financial Services, LLC in West Orange, NJ. Gary Ginsberg has been in the securities industry since 1983 and previously worked at Royal Alliance Associates, Inc., Financial Network Investment Corporation, and Pennsylvania Securities Company. According to publicly available records released by the Financial Industry Regulatory […]

Matthew Crafa (CRD # 3114277) is a Director at Gateway Investments in Garden City New Jersey and he is a registered Financial Advisor at Royal Alliance. Matthew Crafa has been in the securities industry since the late 1990s and previously worked at Oppenheimer and Ladenburg. According to publicly available records released by the Financial Industry […]

The Wolper Law Firm, P.A. is currently investigating claims against Gregory Hill, a Financial Advisor with Royal Alliance Associates in Salt Lake City, Utah.  Gregory Hill has been in the securities industry since the 1980s and previously worked for Interlink Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

The Wolper Law Firm, P.A. is currently investigating claims against Kimberly Pine Kitts, a former Financial Advisor at Royal Alliance Associates in Palmer, Maine.  Kimberly Pine Kitts has been in the securities industry since the 1990s and previously worked for ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority […]