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Category: Excessive Trading/Churning

Financial Advisor Michael Dennis Jackson (Securities America) Customer Complaints

The Wolper Law Firm iscurrently investigating claims against Michael Dennis Jackson (CRD  2784958),a former Financial Adviser at Securities America in University Place,Washington.  Michael Dennis Jackson has been in the securities industry since the 1990s and previously worked at Brecek & Young Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Sean Waters (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm is currently investigating claims against Sean Waters, a former Financial Adviser at Newbridge Securities Corp. in Boca Raton, FL.  Sean Waters has been in the securities industry since the 2001 and previously worked for Financial West Group through 2017. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor John Simoncic (Financial West Group) Customer Complaints

The Wolper Law Firm is currently investigating claims against John Simoncic, a former Financial Advisor at Financial West Group in Reno, Nevada. Eric Kunis has been in the securities industry since the 1980s and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October 24, […]

Financial Advisor Taek Chong (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm is currently investigating claims against Taek Chong, a former Financial Advisor at Raymond James in Mercer Island, Washington. Taek Chong has been in the securities industry since the 1980s and previously worked at Deutsche Bank. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 28, […]

Financial Advisor Kenneth McDonald (Western International Securities) Customer Complaints

The Wolper Law Firm is currently investigating claims against Kenneth McDonald, a Financial Advisor at Western International Securities in Westlake Village, California.  Kenneth McDonald has been in the securities industry since the 1970s and previously worked at Newport Coast Securities, which has since been expelled from the industry by FINRA. According to publicly available records […]

Financial Advisor Michael Solomon (Maxim Group) Customer Complaints

The Wolper Law Firm is currently investigating claims against Michael Solomon, a Financial Advisor at Maxim Group in New York, NY.  Michael Solomon has been in the securities industry since the 1990s and previously worked at HFP Capital Markets and Joseph Gunnar & Co. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Michael Rosalia (Worden Capital Management, LLC) Customer Complaints

The Wolper Law Firm is currently investigating claims against Michael Rosalia, a Financial Advisor at Worden Capital Management in Melville, NY.  Michael Rosalia has been in the securities industry since 1993 and previously worked at Rockwell Global Capital and American Capital Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Paul Soll (Western International Securities) Customer Complaints

The Wolper Law Firm is currently investigating claims against Paul Soll, a former Financial Advisor at Western International Securities and Financial West Group in Los Angeles, California.  Paul Soll first entered the securities industry in the 1970s and previously worked for SRM Securities and Oppenheimer. According to publicly available records released by the Financial Industry […]

Financial Advisor Mitchell Yanow (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm is currently investigating claims against Mitchell Yanow, a former Financial Advisor at Stifel Nicolaus & Co. in Boca Raton, FL.  Mitchell Yanow first entered the securities industry in the 1990s and previously worked for Oppenheimer & Co. and Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory […]