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Category: Excessive Trading/Churning

Financial Advisor William Gennity (First Standard Financial Company LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Gennity, a Financial Advisor at First Standard Financial Co. in Staten Island, New York.  William Gennity first entered the securities industry in 2005 and previously worked for Alexander Capital, Legend Securities and National Securities Corporation. According to publicly available records released by the Financial […]

Financial Advisor Levert Caldwell (First Standard Financial Company LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Levert Caldwell, a Financial Advisor at First Standard Financial Co. in Red Bank, New Jersey.  Levert Caldwell first entered the securities industry in the 1990s and previously worked for National Securities Corp., Brookstone Securities, and Newbridge Securities. According to publicly available records released by the […]

Financial Advisor Rocco Roveccio (First Standard Financial Company LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Rocco Roveccio, a Financial Advisor at First Standard Financial Co. in Staten Island, New York.  Rocco Roveccio first entered the securities industry in the 1990s and previously worked for Brookstone Securities, Mercer Capital and Gunnallen Financial. According to publicly available records released by the Financial […]

What Are The Common Signs Of Investment Fraud, Negligence Or Other Misconduct?

Investment related misconduct comes in many forms.  It can be out in the open and flagrant but most often it is concealed and subtle.  The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]

Financial Advisor Lawrence Torres (First Standard Financial Company LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Lawrence Torres, a former Financial Advisor at First Standard Financial Company in Staten Island, NY.  Lawrence Torres’s past employments include Alexander Capital, LP, Brookstone Securities, Inc., JP Turner & Company and VFinanace Inestments. According to public records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Andrew Lowe (Berthel, Fisher & Company Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Andrew Lowe, a former Financial Advisor at Berthel Fisher & Company Financial Services in Centre, AL.  Andrew Lowe’s past employments include Sterne Agee Financial Services and Wachovia Securities. In June 2018, Andrew Lowe consented to sanctions imposed by FINRA for alleged “unsuitable trading of Class […]

Financial Advisor Douglas Leone (Salomon Whitney Financial) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Douglas Leone, A former Financial Advisor at Salomon Whitney Financial in Melville, NY.  Douglas Leone’s previous associations include Newport Coast Securities and Basic Investors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Douglas Leone has been the subject of […]