Category: Overconcentration

Marc Reda is a former Financial Advisor at First Standard Financial Co. and current Financial Advisor at Spartan Capital Securities in Staten Island, New York.  Marc Reda first entered the securities industry in 1999 and has worked for a multitude of brokerage firms, including PHX Financial and Laidlaw & Co. According to publicly available records […]

Investment related misconduct comes in many forms.  It can be out in the open and flagrant but most often it is concealed and subtle.  The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]

The Wolper Law Firm, P.A. is currently investigating claims against Jack Griffith, a Financial Advisor at Janney Montgomery Scott in Columbia, South Carolina.  Jack Griffith’s past employments include Ameriprise Advisor Services and AG Edwards. Jack Griffith has three pending customer complaints against him, alleging combined damages of more than $4.5 million: January 2018—Customer alleges that […]