Frank Venturelli (CRD # 6403468) was a Financial Advisor at First Standard Financial in Red Bank, New Jersey. Frank Venturelli has been in the securities industry since 2014. After leaving First Standard, Frank Venturelli worked briefly at Arive Capital Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […]

Andre Pierre Davis aka Andre Davis (CRD # 1417097) was a Financial Advisor at Paulson Investment Company (2019-2020), First Standard Financial Company (2015-2019) and National Securities Corp. (2012-2015) in Red Bank, New Jersey. Andre Pierre Davis aka Andre Davis has been in the securities industry since since 2000. Prior to working at the aforementioned brokerage […]

Robert Spiegel (CRD # 5861656) was a Financial Advisor at First Allied Securities in Staten Island, New York.  Robert Spiegel has been in the securities industry since since 2010 and previously worked at Alexander Capital. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 24, 2020, FINRA sanctioned Robert […]

Andre P. Davis (CRD # 1417097) was a former Financial Advisor at First Standard Financial Company in Red Bank, NJ.  Andre Davis has been in the securities industry since 2000 and worked at National Securities Corporation, Brookstone Securities, Newbridge Securities Corporation, LH Ross & Company, First Montauk Securities and J.W. Barclay & Co.  He currently […]

Debra Bourne was a Financial Advisor at First Standard Financial Company LLC in Red Bank, NJ.  Debra Bourne has been in the securities industry since 1999 and previously worked at National Securities Corporation, Oppenheimer & Co., Janney Montgomery Scott, Morgan Stanley and First Union.    According to publicly available records released by the Financial Industry Regulatory […]

Gabriel Block was a Financial Advisor at First Standard Financial Co. and National Securities Corp. in Red Bank, New Jersey.  Gabriel Block entered the securities industry in 1990 and previously worked at Oppenheimer and Janney Montgomery Scott. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gabriel Block has twelve customer […]

Philip Sparacino is a Financial Advisor at First Standard Financial Co. in Staten Island, NY.  Philip Sparacino entered the securities industry in 2007 and previously worked for Brookstone Securitries and Mercer Capital.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December 2018, a customer filed a complaint against Philip […]

The Wolper Law Firm, P.A. previously reported that Financial Advisor, James Bradley Schwartz, was the subject of of nine (9) customer complait disclosures, alleging sales practice violations.  As of the date of this updatge, James Bradley Schwartz has now been barred  from the securities industry by the Financial Industry Regulatory Authority (FINRA).  James Schwartz is […]

The Wolper Law Firm, P.A. is currently investigating claims against William Gennity, a Financial Advisor at First Standard Financial Co. in Staten Island, New York.  William Gennity first entered the securities industry in 2005 and previously worked for Alexander Capital, Legend Securities and National Securities Corporation. According to publicly available records released by the Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Levert Caldwell, a Financial Advisor at First Standard Financial Co. in Red Bank, New Jersey.  Levert Caldwell first entered the securities industry in the 1990s and previously worked for National Securities Corp., Brookstone Securities, and Newbridge Securities. According to publicly available records released by the […]