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Category: National Securities Corp.

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National Securities Corp. Financial Advisor Christopher Bond Suspended By FINRA

Christopher Bond (CRD#: 4658534) is a dually registered Broker and Investment Advisor at National Securities Corp. in Melville, NY. Broker’s Background Christopher Bond entered the securities industry in 2003 and previously worked for Gunnallen Financial, Inc.; and Ehrenkrantz King Nussbaum, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available […]

National Securities Corporation Broker Nicholas Kraiko Barred By FINRA

Nicholas Kraiko (CRD#: 5726415) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2009 and previously worked for National Securities Corporation; Princor Financial Services Corporation; and Edward Jones. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the […]

National Securities Corporation Broker, Christopher Ortiz, Has Had Two Customer Complaint Disclosures Since February 2020

Christopher Ortiz (CRD # 2858626) is a Financial Advisor at National Securities Corporation in Melville, NY. Christopher Ortiz has been in the securities industry since 1997 and previously worked at five different brokerage firms including three that have since been expelled by FINRA. According to publicly available records released by the Financial Industry Regulatory Authority […]

National Securities Corporation Broker, Shaun Stein, Has Had Five Customer Complaint Disclosures Since April 2012

Shaun Stein (CRD # 4873578) is a Financial Advisor at National Securities Corporation in Jersey City, NJ. Shaun Stein has been in the securities industry since 20004 and previously worked at FINRA expelled firm Meyers Associates, L.P., Alexander Capital, L.P., J.P., Turner & Company, L.L.C., National Securities Corporation, and Joseph Stevens & Company, Inc. According […]

Did You Purchase GPB Capital Holdings Or Other Alternative Investments From National Securities Corporation Broker Willard Pugh?

Willard Pugh (CRD # 1757428) is a financial advisor at National Securities Corporation in Boca Raton, FL and previously worked at Dawson James Asset Management, Cambridge Investment Research, Inc., and Asset Planning Corp. As previously reported on this blog, the Wolper Law Firm is currently representing investors across the country in the recovery of their […]

National Securities Corporation Broker, Rushdi Zalatimo, Has Pending Customer Complaint

Rushdi Zalatimo (CRD # 3105039 ) is a Financial Advisor at National Securities Corporation in Jersey City, NJ. Rushdi Zalatimo has been in the securities industry since 1998 and previously worked at J.P. Turner & Company, L.L.C. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Rushdi Zalatimo has been the […]

National Securities Corporation Broker, Kevin Dziubela, Has Had Three Customer Complaint Disclosures Since February 2015, Including Two In 2019

Kevin Dziubela (CRD # 3208688) is a Financial Advisor at National Securities Corporation in Boca Raton, FL. Kevin Dziubela has been in the securities industry since 1999 and previously worked at IAA Financial LLC and Gunnallen Financial, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Kevin Dziubela has been […]

National Securities Corporation Broker, Viqas Akhtar, Has Had Seven Customer Complaints Since December 2011

Viqas Akhtar (CRD # 5624412) is a Financial Advisor at National Securities Corporation in Miami, FL. Viqas Akhtar has been in the securities industry since 2009 and previously worked at Vfinance Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since December 2011, Viqas Akhtar has been the subject […]

National Securities Corp. Broker, Troy Goldberg, Has Had Thirteen Customer Complaint Disclosures, Including Six Since 2019

Troy Goldberg (CRD # 2342989) is a Financial Advisor at National Securities Corp. in Boca Raton, FL. Troy Goldberg has been in the securities industry since 1993 and previously worked at Brookshire Securities Corp. and Newbridge Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Troy Goldberg has been […]