The Wolper Law Firm, P.A. is currently investigating claims against Bradley Tennison, a former Financial Advisor at Geneos Wealth Management, Inc. in Mesa, Arizona.  Bradley Tennison first entered the securities industry in 1992 and previously worked for Oberlin Financial Corp. and First Allied Securities. According to publicly available records released by the Financial Industry Regulatory […]

The Wolper Law Firm, P.A. is currently investigating claims against Jerry Raines, a former Financial Advisor at HD Vest Investment Services in Kilgore, Texas.  Jerry Raines first entered the securities industry in 2004 and previously worked for Signal Securities and Woodmen Financial Services According to publicly available records released by the Financial Industry Regulatory Authority […]

Investment related misconduct comes in many forms.  It can be out in the open and flagrant but most often it is concealed and subtle.  The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]

The Wolper Law Firm, P.A. is currently investigating claims against Mitchell Walk, a Financial Advisor at Kestra Financial Services, in Longwood, FL.  Mitchell Walk first entered the securities industry in 2001 and previously worked for Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mitchell Walk has five customer […]

The Wolper Law Firm, P.A. is currently investigating claims against Trevor Gordon and Jack Bixler, senior executives at Sandlapper Securities in Doylestown, Pennsylvania.  Trevor Gordon first entered the securities industry in 1997 and previously worked for Raymond James, NFP Securities and Steven Falk & Associates.  Jack Bixler entered the securities industry in the 1960s and […]

The Wolper Law Firm, P.A. is currently investigating claims against Austin Dutton, a Financial Advisor at Sandlapper Securities in Doylestown, Pennsylvania.  Austin Dutton first entered the securities industry in 1997. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Austin Dutton has been the subject of thirteen (13) customer complaints for […]

The Wolper Law Firm, P.A. is currently investigating claims against Anthony Diaz, a former Financial Advisor at Sandlapper Securities in Scotrun, Pennsylvania.  Anthony Diaz first entered the securities industry in 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Anthony Diaz has been the subject of more than forty-five (45) […]

The Wolper Law Firm, P.A. is currently investigating claims against Larry Werbel, a former Financial Advisor at Concorde Investment Services, Summit Brokerage Services and LPL Financial in Chargin Falls, Ohio.  Larry Werbel first entered the securities industry in 1996. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Larry Werbel has […]

The Wolper Law Firm, P.A. is currently investigating claims against Peter Holler, a former Financial Advisor at Securities Service Network In Bristol, Tennessee.  Peter Holler has been in the securities industry since the 2012. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2018, Peter Holler was sanctioned by […]

The Wolper Law Firm, P.A. is currently investigating claims against Lawrence Torres, a former Financial Advisor at First Standard Financial Company in Staten Island, NY.  Lawrence Torres’s past employments include Alexander Capital, LP, Brookstone Securities, Inc., JP Turner & Company and VFinanace Inestments. According to public records released by the Financial Industry Regulatory Authority (FINRA), […]