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Category: Sandlapper Securities

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Financial Advisor Kyusun “Kenny” Kim (Sandlapper Securities) Customer Complaints

The Wolper Law Firm is currently investigating claims against Kyusun “Kenny” Kim, a former Financial Advisor at Sandlapper Securities in San Diego, CA. Kyusun “Kenny” Kim has been in the securities industry since the 1990s and previously worked at Independent Financial Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Mariondy Fernandez (Santander Securities, LLC) Customer Complaints

The Wolper Law Firm is currently investigating claims against Mariondy Fernandez, a former Financial Advisor at Santander Securities in Dorchester, Massachusetts.  Mariondy Fernandez has been in the securities industry since the 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mariondy Fernandez has eighteen (18) customer complaints, principally for his […]

Financial Advisor Kenneth Bolton (Sandlapper Securities) Customer Complaints

The Wolper Law Firm is currently investigating claims against Kenneth Bolton, a former Financial Advisor at Sandlapper Securities in Scotrun, Pennsylvania.  Kenneth Bolton first entered the securities industry in 1985 and previously worked for National Securities Corp., First Montauk Securities Corp. and Fahnestock & Co. According to publicly available records released by the Financial Industry […]

Financial Advisor Trevor Gordon (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm is currently investigating claims against Trevor Gordon and Jack Bixler, senior executives at Sandlapper Securities in Doylestown, Pennsylvania.  Trevor Gordon first entered the securities industry in 1997 and previously worked for Raymond James, NFP Securities and Steven Falk & Associates.  Jack Bixler entered the securities industry in the 1960s and has […]

Financial Advisor Austin Dutton (Sandlapper Securities) Customer Complaints

The Wolper Law Firm is currently investigating claims against Austin Dutton, a Financial Advisor at Sandlapper Securities in Doylestown, Pennsylvania.  Austin Dutton first entered the securities industry in 1997. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Austin Dutton has been the subject of thirteen (13) customer complaints for alleged […]

Financial Advisor Anthony Diaz (Sandlapper Securities) Customer Complaints

The Wolper Law Firm is currently investigating claims against Anthony Diaz, a former Financial Advisor at Sandlapper Securities in Scotrun, Pennsylvania.  Anthony Diaz first entered the securities industry in 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Anthony Diaz has been the subject of more than forty-five (45) customer […]