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Category: Woodbridge Mortgage Investment Fund

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Farmers Financial Solutions Terminated Broker, Kirk Bertsch, For Allegedly Selling Unregistered Promissory Notes

Kirk Bertsch is a former Financial Advisor at Farmers Financial Solutions, LLC in Spearfish, SD.  Kirk Bertsch has been in the securities industry since 2000 and previously worked at Investors Brokerage Services.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 31, 2018, the South Dakota Division of Securities […]

Financial Advisor, Christopher Wendel, Barred By FINRA For Selling Unregistered Woodbridge Promissory Notes

The Wolper Law Firm is currently investigating claims against Christopher Wendel, a former Financial Advisor at S.A. Stone Wealth Management in Celina, Ohio.  Christopher Wendel has been in the securities industry since the 1980s and previously worked at WRP Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […]

Forrester Equity Services Terminated Broker, John Ernst, For Unlawfully Selling Woodbridge Wealth Promissory Notes

The Wolper Law Firm is currently investigating claims against John Ernst, a former Financial Advisor at Forresters Equity Services in San Diego, California.  John Ernst has been in the securities industry since 1989 and previously worked at ING Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February […]

Joel Flaningan Terminated By NY Life Securities For Selling Fraudulent Woodbridge Mortgage Investment Fund Promissory Notes

The Wolper Law Firm is currently investigating claims against Joel Flaningan, a former Financial Advisor at NY Life Securities in Fort Wayne, Indiana.  Joel Flaningan has been in the securities industry since the 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 10, 2018, Joel Flaningan was discharged […]

Financial Advisor Frank Dietrich Has 8 Customer Complaints Principally Related To The Alleged Unlawful Sale Of The Woodbridge Mortgage Investment Fund

The Wolper Law Firm is currently investigating claims against Frank Dietrich, a former Financial Advisor at Quest Capital Strategies in Lake Forrest, California.  Frank Dietrich has worked both in the insurance and securities industry.  Frank Dietrich obtained his Series 7 license in 2009. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Donna Barnard Has 11 Customer Complaints Relating To The Alleged Unlawful Sale Of The Woodbridge Mortgage Investment Fund

The Wolper Law Firm is currently investigating claims against Donna Barnard, a former Financial Advisor at HD Vest Investment Services in Kilgore, Texas.  Donna Barnard first entered the securities industry in 2004 and previously worked for Signal Securities and Woodmen Financial Services According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Jerry Raines Has 12 Customer Complaints Relating To The Alleged Unlawful Sale Of The Woodbridge Mortgage Investment Fund

The Wolper Law Firm is currently investigating claims against Jerry Raines, a former Financial Advisor at HD Vest Investment Services in Kilgore, Texas.  Jerry Raines first entered the securities industry in 2004 and previously worked for Signal Securities and Woodmen Financial Services According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Gary Forrest Has Being Investigated By FINRA For Selling Woodbridge Group Of Companies Promissory Notes

The Wolper Law Firm is currently investigating claims against Gary Forrest, a former Financial Advisor at American Portfolios Financial Services, Inc. in Flint, Michigan.  Garry Forrest first entered the securities industry in 1998 and previously worked for Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on January 29, […]

Alan New Has Five Pending Customer Complaints For Selling The Fraudulent Woodbridge Mortgage Investment Fund

The Wolper Law Firm is currently investigating claims against Alan New, a former Financial Advisor at NY Life Securities in Fort Wayne, Indiana.  Alan New first entered the securities industry in 2002. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2018 alone, Alan New has been the subject of […]