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Tag: Suitability

Financial Advisor Bart Bohrer (Calton & Associates, Inc.) Customer Complaints

Bart Bohrer (CRD # 4315654) is a Financial Advisor at Calton & Associates in Tampa, FL. Bart Bohrer has been in the securities industry since 2003 and has been registered with Calton & Associates this entire time. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Bart Bohrer has four pending […]

Financial Advisor Mark Cline (National Securities Corp.) Customer Complaints

Mark Cline (CRD # 3206962) is a Financial Advisor registered with National Securities Corp. in Wildwood, FL. Mark Cline has been in the securities industry since since 1999 and previously worked at Great Nation Investment Corp. and United Equity Securities. Mark Cline operates through an independent financial advisory platform, the Cline Financial Group, and clears […]

Financial Advisor Travis Lippmann (Joseph Stone Capital, LLC) Customer Complaints

Travis Lippmann (CRD # 5908823) is a Financial Advisor at Joseph Stone Capital in New York, NY. Travis Lippmann has been in the securities industry since since 2011 and previously worked at Newbridge Securities and Maxim Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Lippmann has three customer […]

Financial Advisor Jeffrey Eiler (Wells Fargo Clearing Services, LLC) Customer Complaints

Jeffrey Eiler (CRD # 1028716) is a Financial Advisor at Wells Fargo Advisors in Ft. Lauderdale, FL. Jeffrey Eiler has been in the securities industry since since 1982 and previously worked at Janney Montogomery Scott and Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Eiler has twelve […]

Financial Advisor Mason Gann (Berthel, Fisher & Company Financial Services, Inc.) Customer Complaints

Mason Gann (CRD # 4030936) was a Financial Advisor at Berthel Fisher & Co. in Dallas, Texas. Mason Gann has been in the securities industry since since 1999 and previously worked at Milkie/Ferguson Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2020, FINRA sanctioned Kevin Meadow Mason Gann, […]

Financial Advisor Bobby Coburn (Securities America) Customer Complaints

Bobby Coburn (CRD # 1464789) is a former Financial Advisor at Securities America, Inc. in Fort Meade, FL.  Bobby Coburn has been in the securities industry since 1998 and previously worked at Brecek & Young Advisors, Inc., Legend Equities Corporation, Nationwide Securities, Inc., Walnut Street Securities, Inc., North American Management, Inc. and Ameritas Investment Corp.  […]

Financial Advisor Eldridge F. Parks (Raymond James Financial Services, Inc.) Customer Complaints

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Michael R. Greenfield (Newbridge Securities Corp.) Customer Complaints

Michael R. Greenfield is a Financial Advisor at Newbridge Securities Corporation in Boca Raton, FL.  Michael Greenfield has been in the securities industry since 2008 and previously worked at The GMS Group, LLC, Morgan Stanley and Oppenheimer & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Greenfield has […]

Financial Advisor James B. Eichner, Jr. (Allied Millennial Partners, LLC) Customer Complaints

James B. Eichner, Jr. is a former Financial Advisor at Allied Millennial Partners in Garden City, NY.  James Eichner has been in the securities industry since 2000 and previously worked at Ladenburg Capital Management, Harrison Securities, Joseph Stevens & Company, S.W. Bach & Company and National Securities Corporation. According to publicly available records released by […]

Financial Advisor Alan Dole (Cambridge Investment Research) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alan Dole, a Financial Adviser at Cambridge Investment Research in Henrico, Virginia.  Alan Dole has been in the securities industry since 2005 and previously worked at Sanders Morris Harris.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Dole is […]