Vincent Roland Bailey (CRD#:1845517) is a registered broker with Berthel, Fisher & Company Financial Services, Inc. in Batavia, IL and previously registered investment advisor. Broker’s History He entered the securities industry in 1992 and previously worked with Consolidated Financial Investments, Inc.; Aegon USA Securities Inc.; Continental Capital Investment Services, Inc.; and Berthel Fisher & Company […]

Joseph Weinbauer (CRD#: 2714070) is a dually registered Broker and Investment Advisor at Berthel, Fisher & Company Financial Services, Inc. in St. Louis, MO. Broker’s Background He entered the securities industry in 1997 and previously worked for National Planning Corporation; American General Securities, Inc.; and Franklin Financial Services Corporation. Current And Past Allegations Of Conduct […]

Steve Cummings (CRD#: 2274017) is a previously dually registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1992 and previously worked for Berthel, Fisher & Company Financial Services, Inc.; First Legacy Securities, LLC; Sunset Financial Services, Inc.; NYLife Securities, LLC; and Pruco Securities Corporation. Current And Past Allegations Of Conduct Leading […]

Dennis Fearing (CRD#: 1288339) was previously a dual registered Broker and Investment Advisor at Berthel, Fisher & Company Financial Services, Inc. in Coleraine, MN. He entered the securities industry in 1984 and previously worked for Northland Securities, Inc.; Associated Financial Services, Inc.; Fintegra, LLC; Huntingdon Securities Corporation; American Investment Services, Inc.; Financial Advantage Brokerage Services, […]

Mason Gann (CRD # 4030936) was a Financial Advisor at Berthel Fisher & Co. in Dallas, Texas. Mason Gann has been in the securities industry since since 1999 and previously worked at Milkie/Ferguson Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2020, FINRA sanctioned Kevin Meadow Mason Gann, […]

Jonathan Pyne is a Financial Advisor at Berthel Fisher & Co. in Minneapolis, MN.  Jonathan Pyne entered the securities industry in 1995 and previously worked for United Planners Financial Services of America.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Jonathan […]

Jonathan T. Pyne is a Financial Advisor at Berthel Fisher & Co. in Minneapolis, MN.  Jonathan Pyne has been in the securities industry since 1995 and previously worked at W.S. Griffith & Co., Inc., 1717 Capital Management Company, Clearing Services of America, Inc. and United Planners’ Financial Services of America. According to publicly available records […]