January 6, 2023
Leonid Yurovsky (CRD#: 4554905) is a registered Broker at Joseph Stone Capital, LLC in Mineola, NY. Broker’s Background He entered the securities industry in 2002 and previously worked for PHX Financial, Inc.; National Securities Corporation; John Thomas Financial; Laidlaw & Company (UK) LTD.; Gunnallen Financial, Inc.; J.P. Turner & Company, LLC; LaSalle St. Securities, LLC; […]
October 13, 2022
In September 2022, the Financial Industry Regulatory Authority settled allegations against member firm Joseph Stone Capital, LLC (CRD No. 159744). The Mineola, NY-based firm is concentrated in the New York metro area and has less than 50 registered representatives among four offices. Joseph Stone Capital, LLC has been a member of FINRA since 2012, according […]
December 20, 2021
Douglas J. Rosenberg (CRD#: 3214215) is a registered Broker at Joseph Stone Capital, LLC in Hauppauge, NY. Broker’s Background Douglas J. Rosenberg entered the securities industry in 2000 and previously worked for First Midwest Securities, Inc.; Newbridge Securities Corporation; Securities Service Network, Inc.; Cantella & Co., Inc.; Raike Financial Group, Inc.; and GBI Capital Partners, […]
November 16, 2021
Sebastian Wyczawski (CRD#: 2835135) is a registered Broker at VCS Venture Securities in Mineola, NY. Broker’s Background He entered the securities industry in 1998 and previously worked for Joseph Stone Capital LLC; Cape Securities, Inc.; Liberty Partners Financial Services, LLC; Milestone Financial Services, Inc; and Seaboard Securities, Inc. Current And Past Allegations […]
November 16, 2021
Michael J. May (CRD#: 4712287) is a registered Broker at VCS Venture Securities in New York, NY. Broker’s Background He entered the securities industry in 2004 and previously worked for Joseph Stone Capital, LLC; Cape Securities, Inc.; Liberty Partners Financial Services, LLC; America’s Choice Equities, LLC; J.P. Turner & Company, LLC; LH Ross […]
August 8, 2021
Nigel James (CRD#: 4490687) is a registered Broker at Joseph Stone Capital, LLC in Mineola, NY. He entered the securities industry in 2002 and previously worked for First Midwest Securities, Inc.; J.P. Turner & Co., LLC; Brundyn Securities, Inc; LH Ross & Co., Inc.; and Harrison Securities, Inc. According to publicly available records released by […]
July 23, 2021
Joseph Ambrosole (CRD#: 5732488) was a previously registered Broker at Joseph Stone Capital, LLC in New York, NY. He entered the securities industry in 2011 and previously worked for Alexander Capital, L.P.; Meyers Associates, L.P.; Joseph Stone Capital, LLC; Global Arena Capital Corp.; Laidlaw & Company (UK) LTD; and Obsidian Financial Group, LLC. According to […]
March 3, 2020
Travis Lippmann (CRD # 5908823) is a Financial Advisor at Joseph Stone Capital in New York, NY. Travis Lippmann has been in the securities industry since since 2011 and previously worked at Newbridge Securities and Maxim Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Lippmann has three customer […]
August 25, 2019
Erik Pica (CRD # 4829533) is a Financial Advisor at Joseph Stone Capital in New York, NY. Erik Pica has been in the securities industry since 2004 and previously worked at Global Arena Capital Corp. and First Midwest Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, […]
August 2, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Danard Brown, a Financial Advisor at Joseph Stone Capital, LLC in Holbrook, New York. Danard Brown has been in the securities industry since the 1990s and previously worked for three brokerage firms that have been expelled by the Financial Industry Regulatory Authority. According to publicly […]