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Category: VCS Venture Securities

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Financial Advisor Nigel James Suspended by FINRA

Nigel James (CRD#: 4490687) is a registered Broker at VCS Venture Securities in Mineola, NY. Broker’s Background He entered the securities industry in 2002 and previously worked for First Midwest Securities, Inc.; J.P. Turner & Co., LLC; Brundyn Securities, Inc.; LH Ross & Company, Inc.; and Harrison Securities, Inc. Current And Past Allegations Of Conduct […]

Complaint Pending Against Broker Adam Maggio for Alleged Churning

Adam Maggio (CRD#: 4177365) is a registered Broker at VCS Venture Securities in Mineola, NY. Broker’s Background He entered the securities industry in 2002 and previously worked for First Midwest Securities, Inc.; J.P. Turner & Co., LLC; Brundyn Securities, Inc.; The Merchanthouse Securities, Inc.; North American Clearing, Inc.; and KSH Investment Group, Inc. Current And […]

Financial Advisor Joseph Audia (VCS Venture Securities) Customer Complaints

Joseph Audia (CRD#: 2909761) is a registered Broker at VCS Venture Securities in Hauppauge, NY. Broker’s Background He entered the securities industry in 1997 and previously worked for Joseph Stone Capital, LLC; First Midwest Securities, Inc.; American Capital Partners, LLC; Milestone Financial Services, Inc.; Joseph Gunnar & Co., LLC; Kedem Capital Corporation; and Foster Jeffries […]