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Category: Cambridge Investment Research

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Financial Advisor Kurt Cambier is the Subject of Churning Allegations

Kurt Cambier (CRD#: 1392482) is a registered broker and investment advisor at Cambridge Investment Research, Inc. in Littleton, CO. Broker’s Background He entered the securities industry in 1986 and previously worked for Multi-Financial Securities Corporation; MML Investors Services, Inc.; G.R. Phelps & Co., Inc.; Amev Investors, Inc.; Pruco Securities Corporation. Current and Past Allegations of […]

Financial Advisor Archie Blood Fined & Suspended by FINRA

Archie Blood (CRD#: 1861277) is a previously registered Broker and an Investment Adviser. Broker’s Background He entered the securities industry in 1988 and previously worked for Cambridge Investment Research, Inc.; CFD Investments, Inc.; Mutual Service Corporation; and Lowry Financial Services Corporation. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available […]

Financial Advisor Dale Wright (Cambridge Investment Research) Customer Complaints

Dale Wright (CRD#: 1142615) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 1983 and previously worked for Cambridge Investment Research, Inc.; Sanders Morris Harris, Inc.; QA3 Financial Corp.; National Planning Corporation; Centennial Capital Management, Inc.; and First American National Securities, Inc. Current And Past Allegations […]

Financial Advisor David Melilli (Cambridge Investment Research) Customer Complaints

David Melilli (CRD#: 5254172) is a registered Investment Advisor and previously registered Broker.   Broker’s Background   He entered the securities industry in 2006 and previously worked for Cambridge Investment Research, Inc.; LPL Financial, LLC; Sagepoint Financial, Inc.; Janney Montgomery Scott, LLC; Morgan Stanley & Co., Inc.; and Lincoln Financial Advisors Corp.   Current And […]

Financial Advisor Stewart Schram (Cambridge Investment Research) Customer Complaints

Stewart Schram (CRD#: 1711571) was a Financial Advisor at Cambridge Investment Research, Inc., in Buffalo Grove, IL. He entered the securities industry in 1991 and previously worked for Freedom Investors Corp., and Kingsbury Capital, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Stewart Schram, […]

Financial Advisor Michael Francoeur (Cambridge Investment Research) Customer Complaints

Michael Francoeur (CRD#: 5534184) was a Financial Advisor at Cambridge Investment Research, Inc., in Somersworth, NH from January 2012 until April 2020. He entered the securities industry in 2008 and previously worked for Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2021, FINRA sanctioned Michael Francoeur, […]

Financial Advisor Philip Smelser (Cambridge Investment Research) Customer Complaints

Philip Smelser (CRD# 2338831) is a Financial Advisor at Cambridge Investment Research, Inc. in Woodfin, NC. Philip Smelser has been in the securities industry since 1993 and previously worked at AIG Financial Advisors, Inc., Householder Group, Estate & Retirement Specialists, Sunamerica Securities, Inc, and Suntrust Securities, Inc. According to publicly available records released by the […]

Financial Advisor Ronald Paull (Cambridge Investment Research) Customer Complaints

Ronald Paull (CRD # 2968273) is a Financial Advisor at Cambridge Investment Research in Archbald, Pennsylvania. Ronald Paull has been in the securities industry since since 1997 and previously worked at LPL Financial and National Planning Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2018, the New York […]

Financial Advisor Gary Meier (Cambridge Investment Research) Customer Complaints

Gary Meier is a former Financial Advisor at Cambridge Investment Research in Vancouver, WA.  Gary Meier has been in the securities industry since 1987 and previously worked at Symetra Investment Services and Pacific West Securities.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Meier has six customer complaints […]

Financial Advisor Alan Dole (Cambridge Investment Research) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alan Dole, a Financial Adviser at Cambridge Investment Research in Henrico, Virginia.  Alan Dole has been in the securities industry since 2005 and previously worked at Sanders Morris Harris.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Dole is […]