The Wolper Law Firm, P.A. is currently investigating claims against James Austin King III, a Financial Adviser at Commonwealth Financial Network in Greensboro, North Carolina.  James King III has been in the securities industry since the 1990s and previously worked at WS Griffith Securities.    According to publicly available records released by the Financial Industry Regulatory […]

Donald Woods aka Don Woods (CRD # 727894) was a Financial Advisor at Thurston Springer Financial in Louisville, KY. Donald Woods aka Don Woods has been in the securities industry since 1981and previously worked at LPL Financial, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Donald Woods aka Don […]

The Wolper Law Firm, P.A. is looking to speak with brokerage firm customers who were recommended to purchase Essex Capital Corp., an equipment leasing company that sold promissory notes through third party advisors.  According to the SEC Complaint, filed in June, Essex Capital Corp. perpetrated an $80 million fraud spearheaded by its CEO, Ralph Iannelli. […]