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Tag: Overconcentration

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Financial Advisor Jeffrey Eiler (Wells Fargo Clearing Services, LLC) Customer Complaints

Jeffrey Eiler (CRD # 1028716) is a Financial Advisor at Wells Fargo Advisors in Ft. Lauderdale, FL. Jeffrey Eiler has been in the securities industry since since 1982 and previously worked at Janney Montogomery Scott and Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Eiler has twelve […]

Financial Advisor Barry Snyder (Snowden Account Services) Customer Complaints

Barry Snyder (CRD # 2385901) is a Financial Advisor at Snowden Account Services in Coral Gables, FL.  Barry Snyder has been in the securities industry since 1993 and previously worked at Lampost Capital, J.P. Morgan Securities, Credit Suisse Securities, Deutsche Bank Securities amd Goldman Sachs.  According to publicly available records released by the Financial Industry […]

Financial Advisor Eldridge F. Parks (Raymond James Financial Services, Inc.) Customer Complaints

Eldridge F. Parks (CRD # 1041447) was a Financial Advisor at Raymond James & Associates in Saginaw, MI.  Eldridge Parks has been in the securities industry since 1982 and previously worked at Morgan Stanley, Citigroup Global Markets, Lehman Brothers and E.F. Hutton.     According to publicy available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Kevin Wilson (Worden Capital Management, LLC) Customer Complaints

Kevin Wilson is a Financial Advisor at Worden Capital Management LLC in New York, NY. Kevin Wilson has been in the securities industry since 1999 and previously worked at National Securitis Corp., Laidlaw & Company LTD., and Aegis Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), from December […]

Financial Advisor Christopher Sinkula (Janney Montgomery Scott LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Sinkula, a Financial Advisor at Janney Montgomery in Stuart, FL.  Christopher Sinkula has been in the securities industry since the 1980s and previously worked at Citigroup and AG Edwards According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Sinkula […]

Financial Advisor Dennis Hayes (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Dennis Hayes, a former Financial Advisor at Newbridge Securities Corporation and Salomon Whitney Financial in Melville, NY.  Dennis Hayes first entered the securities industry in 2001 and has worked for a multitude of brokerage firms, NFP Securities, Capital Investment Group and MML Investors Services. According […]

Financial Advisor Marc Reda (First Standard Financial Company LLC) Customer Complaints

Marc Reda is a former Financial Advisor at First Standard Financial Co. and current Financial Advisor at Spartan Capital Securities in Staten Island, New York.  Marc Reda first entered the securities industry in 1999 and has worked for a multitude of brokerage firms, including PHX Financial and Laidlaw & Co. According to publicly available records […]

What Are The Common Signs Of Investment Fraud, Negligence Or Other Misconduct?

Investment related misconduct comes in many forms.  It can be out in the open and flagrant but most often it is concealed and subtle.  The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]