August 7, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Peter Bitterman, a Financial Advisor at Westminster Financial Securities in Dayton, Ohio. Peter Bitterman has been in the securities industry since 2000 and previously worked at RBC Capital Markets and B.C. Ziegler & Co. According to publicly available records released by the Financial Industry Regulatory […]
July 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Robert Tweed a/k/ Rusty Tweed, a Financial Advisor at Cabot Lodge Securities in San Marino, California. Robert Tweed a/k/ Rusty Tweed has been in the securities industry since the 1990s and previously worked for Capwest Securities and MAM Securities. According to publicly available records released […]
July 9, 2018
The Wolper Law Firm, P.A. is currently investigating claims against William Gennity, a Financial Advisor at First Standard Financial Co. in Staten Island, New York. William Gennity first entered the securities industry in 2005 and previously worked for Alexander Capital, Legend Securities and National Securities Corporation. According to publicly available records released by the Financial […]
July 2, 2018
Investment related misconduct comes in many forms. It can be out in the open and flagrant but most often it is concealed and subtle. The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]
June 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Steven Pagartanis, a former Financial Advisor at Cadaret, Grant & Co. and Lombard Securities in Seatauket, KY. Steven Pagartanis has been in the securities industry since 1989 and has worked for several other brokerage firms, including Woodbury Financial Services, Invest Financial Corp. and Yankee Financial […]
June 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Lawrence Torres, a former Financial Advisor at First Standard Financial Company in Staten Island, NY. Lawrence Torres’s past employments include Alexander Capital, LP, Brookstone Securities, Inc., JP Turner & Company and VFinanace Inestments. According to public records released by the Financial Industry Regulatory Authority (FINRA), […]
June 22, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Steven Knuttila, a former Financial Advisor at Capital Financial Services in Perham Minnesota. Steven Knuttila’s past employments include Questar Capital Corp., US Allianz Securities, Raymond James and Edward Jones. According to public records released by the Financial Industry Regulatory Authority (FINRA), on June 19, 2018, […]
June 20, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Jack Griffith, a Financial Advisor at Janney Montgomery Scott in Columbia, South Carolina. Jack Griffith’s past employments include Ameriprise Advisor Services and AG Edwards. Jack Griffith has three pending customer complaints against him, alleging combined damages of more than $4.5 million: January 2018—Customer alleges that […]
June 20, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Andrew Lowe, a former Financial Advisor at Berthel Fisher & Company Financial Services in Centre, AL. Andrew Lowe’s past employments include Sterne Agee Financial Services and Wachovia Securities. In June 2018, Andrew Lowe consented to sanctions imposed by FINRA for alleged “unsuitable trading of Class […]
June 20, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Douglas Leone, A former Financial Advisor at Salomon Whitney Financial in Melville, NY. Douglas Leone’s previous associations include Newport Coast Securities and Basic Investors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Douglas Leone has been the subject of […]