Tag Selling Away
Former NY Life Securities Broker, David Kendrick, Suspended By FINRA For 18 Months For Allegedly Engaging In Unapproved Private Securities Transactions
David Kendrick (CRD # 4384666) was a Financial Advisor at NY Life Securities in Shreveport, Louisiana. David Kendrick previously worked at Lincoln Financial Advisors Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 20, 2019, David Kendrick was suspended by FINRA for 18 months and fined $30,000 for…
Former JP Morgan Securities Broker, Robert Pachciarz, Suspended and Fined By FINRA For Allegedly Engaging In Unapproved Private Securities Transaction
Robert Pachciarz (CRD # 5337955) is a former Financial Advisor at JP Morgan Securities, Inc. in Naperville, IL. Robert Pachciarz has been in the securities industry since 2007 and previously worked at Chase Investment Services Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2019, FINRA suspended and…
Former LPL Financial Broker, Kerry Hoffman Sued By SEC For Selling $3.3 Million In Unregistered Securities In GT Media, Inc.
Kerry Hoffman (CRD # 1061740) was a Financial Advisor at LPL Financial in Mundelein, Illinois. Kerry Hoffman has been in the securities industry since 1982 and previously worked at Raymond James and UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, 2019, the Securities Exchange…
Former Securities America Broker, Bobby Coburn, Barred By FINRA
Bobby Coburn (CRD # 1464789) is a former Financial Advisor at Securities America, Inc. in Fort Meade, FL. Bobby Coburn has been in the securities industry since 1998 and previously worked at Brecek & Young Advisors, Inc., Legend Equities Corporation, Nationwide Securities, Inc., Walnut Street Securities, Inc., North American Management, Inc. and Ameritas Investment Corp. …
