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Merrill Lynch Broker, Christopher Roumayeh, Suspended By FINRA For 21 Months For Engaging In Unapproved Outside Business Activities

May 23, 2020

Christopher Roumayeh (CRD # 4510051) was a Financial Advisor at Merrill Lynch in Bloomfield Hills, Michigan. Christopher Roumayeh has been in the securities industry since 2002 and previously worked at Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 20, 2020, FINRA sanctioned Christopher Roumayeh, suspending…

Former Woodbury Financial Services Broker, James G. Kennedy, Barred By FINRA

May 2, 2020

James G. Kennedy (CRD # 1527660) was a Financial Advisor at Woodbury Financial Services in Madison, MS. James G. Kennedy has been in the securities industry since 1984 and previously worked at Hartford Equity Sales Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 28, 2020, FINRA sanctioned…

FINRA Suspends Former Mora WM Securities Broker, Paul D Weiss, For Allegedly Engaging In Unapproved Outside Business Activities

April 26, 2020

Paul David Weiss (CRD # 1849504) was a Financial Advisor at Mora WM Securities in Miami, FL. Charles Euler has been in the securities industry since 1989 and previously worked at Global Investor Services and Colony Park Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 22,…

Former Cadaret, Grant & Co. Broker, Gerald Dewes, Barred By FINRA For Failing Cooperate With Investigation Regarding Selling Away

April 6, 2020

Gerald Dewes (CRD # 2465538) was a Financial Advisor at Cadaret, Grant, & Co. Gerald Dewes has been in the securities industry since 1994 and previously worked for a number of brokerage firms, including Lincoln Financial Securities, Northeast Securities and Cambridge Investment Research. According to publicly available records released by the Financial Industry Regulatory Authority…

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Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

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#3200
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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis