Chris S. Stocks (CRD#:2600346) is a registered broker and investment advisor with Prospera Financial Services, Inc., in Paradise Valley, AZ. Broker’s History He entered the securities industry in 1995 and previously worked with Morgan Stanley DW Inc.; Morgan Stanley & Co. Incorporated; Morgan Stanley Smith Barney LLC; and Morgan Stanley. Current and Past Allegations of […]

Michael Trethewey (CRD#: 2964914) is a registered Broker and Investment Adviser at Prospera Financial Services, Inc., in Fort Lauderdale, FL. Broker’s Background He entered the securities industry in 1997 and previously worked for Wells Fargo Clearing Services, LLC; Morgan Stanley; Morgan Stanley & Co., Inc.; and Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And […]