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Category: Cantella & Co.

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SEC Suspends Former Financial Advisor Robert Gleason Jr. for Violating Best Interest Obligation

Robert S. Gleason Jr. (CRD#: 1415067) is a previously registered Broker and Investment Advisor.   Broker’s Background He entered the securities industry in 1985, and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated; Advest, Inc.; H&R Block Financial Advisors, Inc.; Raymond James & Associates, Inc.; Ross, Sinclaire & Associates, LLC; Cantella & Co.Inc..; […]

Financial Advisor Clinton Byrd Suspended by FINRA

Clinton Byrd (CRD#: 4673625) is a previously registered Broker and previously registered Investment Adviser. Broker’s Background He entered the securities industry in 2003 and previously worked for Cantella & Co., Morgan Stanley and Co., and Morgan Stanley DW, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Financial Advisor WIlliam Fochi, Jr. (Cantella & Co., Inc.) Customer Complaints

WIlliam Fochi, Jr. (CRD#: 1773450) is a dually registered Broker and Investment Advisor at Cantella & Co., Inc. in Glastonbury, CT. He entered the securities industry in 1998 and previously worked for Northwestern Mutual Investment Services, LLC; and Robert W. Baird & Co., Inc.   According to publicly available records released by the Financial Industry […]

Financial Advisor Donald Teboe (Cantella & Co., Inc.) Customer Complaints

Donald Teboe (CRD # 4407610) is a former Financial Advisor at Cantella & co., Inc. in Clinton, MI.  Donald Teboe has been in the securities industry since 2002 and previously worked at Questar Capital Corporation, Royal Securities Company, Cullum & Burks Securities, Inc., Regis Securities Corporation, and Tower Equities, Inc.  According to publicly available records […]

Financial Advisor Peter Marketos (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against former Raymond James and Cantella & Associates Financial Advisor, Peter Marketos.  Peter Marketos has been in the securities industry since the 1990s and previously worked at Oppenheimer.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 18, 2018, Peter […]