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Former Westpark Capital, Inc. Broker, Hary Datys, Suspended By FINRA For Fifteen Months For Allegedly Failing To Conduct Due Diligence Before Selling Promissory Notes

September 11, 2020

Hary Datys (CRD # 1877750) was a Financial Advisor at Westpark Capital, Inc. in New York, NY. Hary Datys was in the securities industry from 1990 to 2020. Harry Datys worked for eight different brokerage firms including Sterling Financial Investment Group, Inc. (expelled by FINRA), Joseph Stevens & Company, Inc., and GKN Securities Corp. According…

Former Ameriprise Financial Services, LLC Advisor, Arthur Hoffman, Barred By FINRA For Allegedly Failing To Provide Documents In Relation To Investigation Into Outside Business Activities

September 11, 2020

Arthur Hoffman (CRD # 3193754) was a Financial Advisor at Ameriprise Financial Services, LLC in Glenndale, AZ. Arthur Hoffman has been in the securities industry since 1999 and previously worked at Wedbush Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. According to publicly available records released by the Financial…

Former LPL Financial LLC Broker, James Rapisarda, Suspended Fifteen Days By FINRA For Allegeding Recommending Unsuitable Private Placement Securities

September 7, 2020

James Rapisarda (CRD # 1851883) was a Financial Advisor at LPL Financial LLC in Scottsdale, AZ. James Rapisarda was in the securities industry from 1988 to 2018 and previously worked at eight different brokerage firms, including National Planning Corp. and AIG Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority…

Former Farmers Financial, LLC Advisor, Narinder Singh, Barred By FINRA For Allegedly Investing Customer Funds In Fraudulent Investment

September 7, 2020

Narinder Singh (CRD # 3100308) was a Financial Advisor at Farmers Financial, LLC in Sacramento, CA. Narinder Singh has been in the securities industry since 1998 and previously worked at Proequites, Inc., Transamerica Financial Advisors, Inc., Oneamerica Securities, Inc., and Foresters Equity Services, Inc. According to publicly available records released by the Financial Industry Regulatory…

Now is the time to talk to an investment loss recovery lawyer. We can help recover your investment loss. Free consultations, always.

Main Office - Fort Lauderdale

1250 S. Pine Island Road
Suite 325
Plantation, FL 33324
Phone: (800) 931-8452
(954)-406-1231

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis

Additional Office Locations (by appointment only)

Atlanta

3355 Lenox Road
Suite 7
Atlanta, GA 30326

Indianapolis

13295 N. Illinois St.
Suite 314
Indianapolis, IN 46032

New York City

275 Madison Avenue
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New York, NY 10016

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Suite 400
Dallas, TX 75201

Irvine

2600 Michelson Drive
Suite 1700
Irvine, CA 92612

Portland

5933 NE Win Sivers Drive
Suite 205
Portland, OR 97220

Denver

7900 E. Union Ave.
Suite 1100
Denver, CO 80237

Naperville

1700 Park Street
Suite 103
Naperville, IL 60563

Seattle

1001 Fourth Ave.
#3200
Seattle, WA 98154

We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis