Former Financial Advisor Nicholas Stovall Permitted to Resign After Alleged Violation of Firm Policies
August 8, 2023
- Categories:
- Gradient Securities LLC
Nicholas Stovall (CRD#: 5581487) is a previously registered broker at Gradient Securities, LLC in Arden Hills, MN. Broker’s Background He entered the securities industry in 2008 and previously worked for Gradient Securities, LLC; West America Securities Corporation (Expelled by FINRA in 2013); and Edward Jones. Current and Past Allegations of Conduct Leading to Investment Loss […]