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Category: PFS Investments

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Former Broker Steven Hirata Barred by FINRA After Allegations of Selling Away

Steven Hirata (CRD#: 1188927) is a previously registered Broker. Broker’s Background He entered the securities industry in 1984 and previously worked for PFS Investments, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2022, FINRA sanctioned Steven Hirata, […]

FINRA Files Complaint Against Igor Peter Kislitsa for Allegedly Completing Applications Without Customer Approval

Igor Peter Kislitsa (CRD#: 6324794) is a previously registered Broker. Broker’s Background He entered the securities industry in 2015 and previously worked for PFS Investments, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2021, a pending sanction […]

Former PFS Investments Financial Advisor Jeffrey Dampf Barred by FINRA After Allegations of Misappropriating Funds

Jeffrey Dampf (CRD#: 5676205) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 2009 and previously worked for PFS Investments, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2021, FINRA sanctioned Jeffrey Dampf, barring him from all capacities indefinitely, […]

Former PFS Investments Financial Advisor, Derrick Trussell, Barred From The Industry By FINRA

Derrick Trussell is a former Financial Advisor at PFS Investments Inc. in San Antonio, TX.  Derrick Trussel was in the securities industry from 2006 to 2017.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2018, Derrick Trussell was barred by FINRA from associating with any FINRA member firm […]

Former PFS Investments Financial Adviser, Daniel Winger, Sanctioned By FINRA For Taking Money From An Elderly Client

The Wolper Law Firm is currently investigating claims against Daniel Winger, a former Financial Adviser at PFS Investments in Federal Way, Washington.  Daniel Winger has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 28, 2018, FINRA sanctioned Daniel Winger for […]