Edward Rosenblatt (CRD#: 2658712) is a Registered Broker and Investment Advisor at Cetera Advisor Networks LLC. Broker’s Background Edward Rosenblatt entered the securities industry in 1997 and has worked for Cetera Advisor Networks LLC and Cetera Investment Advisers LLC since then. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available […]

Timothy Farris (CRD#: 2178521) is a registered broker and investment adviser at Cetera Advisors LLC in West Bloomfield, MI. Broker’s Background Timothy Farris entered the securities industry in 1991 and previously for SPC; Sigma Financial Corporation; Ameriprise Financial Services, Inc.; Ameriprise Advisor Services, Inc.; Pruco Securities Corporation; and the Prudential Insurance Company of America. Current […]

Jeffrey Gitterman (CRD#: 1910332) is a registered broker at Vanderbilt Securities, LLC, as well as a registered investment advisor at Gitterman Wealth Management, LLC, in Edison, NJ. Broker’s Background Jeffrey Gitterman entered the securities industry in 1990 and previously worked for Triad Advisors Inc.; ING Financial Advisers, LLC; Aetna Financial Services, Inc.; AXA Advisors, LLC; […]

Nicholas Stovall (CRD#: 5581487) is a previously registered broker at Gradient Securities, LLC in Arden Hills, MN. Broker’s Background He entered the securities industry in 2008 and previously worked for Gradient Securities, LLC; West America Securities Corporation (Expelled by FINRA in 2013); and Edward Jones. Current and Past Allegations of Conduct Leading to Investment Loss […]

Jason J. Walsh (CRD#: 5758243) is a registered Broker at PHX Financial, Inc., in Hauppauge, NY. Broker’s Background He entered the securities industry in 2010 and previously worked for Network 1 Financial Securities, Inc.; Joseph Gunnar & Co., LLC; National Securities Corporation; Obsidian Financial Group, LLC; John Thomas Financial; and First Midwest Securities, Inc. Current […]

Ted Boutis (CRD#: 2951760) is a registered Broker and Investment Adviser at Ameriprise Financial Services, LLC in Mineola, NY. Broker’s Background He entered the securities industry in 1997 and previously worked for IDS Life Insurance Company. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial […]

Chuck A. Roberts (CRD#: 2064602) is a registered Broker and Investment adviser at Stifel, Nicolaus & Co., Inc. in New York, NY. Broker’s Background He entered the securities industry in 1990 and previously worked for Morgan Stanley; Citigroup Global Markets, Inc.; Oppenheimer & Co., Inc.; CIBC World Markets Corp.; M.J. Whitman, Inc.; Painewebber, Inc.; and […]

Bryan Lubitz (CRD#: 4381244) is a registered Broker at Equitable Advisors, LLC in Woodbury, NY. Broker’s Background He entered the securities industry in 2001 and previously worked for Aegis Capital Corp.; Newbridge Securities Corp.; and Trident Partners, Ltd. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Surage Roshan Perera (CRD#: 4716321) is a previously registered Broker. Broker’s Background He entered the securities industry in 2003 and previously worked for Aegis Capital Corp.; Maxim Group, LLC; Stockkings Capital, LLC; Caldwell International Securities; Global Arena Capital Corp.; Prestige Financial Center, Inc.; Sloan Securities Corp.; Aura Financial Services, Inc.; Andrew Garrett, Inc.; LH Ross […]

Duane Pellman (CRD#: 2426979) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 1999 and previously worked for Intercarolina Financial Services, Inc.; Principal Securities, Inc.; WR Rice Financial Services, Inc.; GWN Securities, Inc.; Lincoln Investment; Waddell & Reed, Inc.; and Dean Witter Reynolds, Inc. Current And […]