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Former National Securities Corp. Broker, Jason Hawke, Has Eight Customer Complaints, Two Employment Terminations And A Regulatory Sanction
Jason Hawke (CRD # 4177415) was a Financial Advisor at National Securities Corp. in Meridian, Idaho. Jason Hawke has been in the securities industry since 2000 and previously worked at Newbridge Securities Corp and JP Turner & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2019, the…
Cetera Advisor Networks Broker, Victor Rigoni, Has Six Disclosed Customer Complaints, Including Two Pending And Three Settled Complaints
Victor A. Rigoni III (CRD # 4272056) is a Financial Advisor at Cetera Advisor Networks LLC in Lake Forest, IL. Victor Rigoni has been in the securities industry since since 2000 and previously worked at Summit Brokerage Services, Inc, Cambridge Investment Research, Inc. and Edward Jones. According to publicly available records released by the Financial…
Former Waddell & Reed Broker, Donald Logan, Suspended Eighteen Months By FINRA Over Allegations He Exercised Discretionary Trading Authority Without Authorization
Donald Logan (CRD # 5537486) was a Financial Advisor at Waddell & Reed in Silverdale, WA. Donald Logan has been in the securities industry since since 2008 and previously worked at Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2019, FINRA sanctioned Donald Logan, suspending him…
Sagepoint Financial Broker, Timothy Vanlohuizen, Has Six Disclosed Customer Complaints Alleging Various Sales Practice Violations
Timothy Jan Vanlohuizen (CRD # 2166867) is a Financial Advisor at Sagepoint Financial, Inc. in Coeur d’Alene, ID. Timothy Vanlohuizen has been in the securities industry since 1991 and previously worked at SunAmerica Securities, Inc., Multi-Financial Securities Corporation and Waddell & Reed, Inc. According to publicly available records released by the Financial Industry Regulatory Authority…
