Juliann Smith (CRD#: 1338081) is a registered Broker at Moloney Securities Co., Inc. in Kansas City, MO. Broker’s Background She entered the securities industry in 1985 and previously worked for The O.N. Equity Sales Company; Vestax Securities Corporation; Walnut Street Securities, Inc.; Chubb Securities Corporation; New England Securities Corporation; and John Hancock Distributors, Inc. Current […]

Peter Kyung Hoon Rhee (CRD#: 2326728) is a dually registered Broker and Investment Adviser at Cetera Advisors, LLC in Frankfort, IL. Broker’s Background He entered the securities industry in 1995 and previously worked for First Allied Securities, Inc.; First Allied Advisory Services, Inc.; Investment Planners, Inc.; IPI Wealth Management, Inc.; Wells Fargo Advisors, LLC; A.G. […]

Mirsad Muharemovic (CRD#: 3122589) is a previously registered Broker. Broker’s Background He entered the securities industry in 1998 and previously worked for Arrive Capital Markets; Cape Securities, Inc.; J.P. Turner & Company, LLC; American Express Financial Advisors, Inc.; IDS Life Insurance Company; Newbridge Securities Corporation; Milestone Financial Services, Inc.; Seaboard Securities, Inc.; and Gilford Securities, […]

Kenneth James New (CRD#: 2836918)M is a dually registered Broker and Investment Adviser at Center Street Securities, Inc. in Merritt Island, FL. Broker’s Background He entered the securities industry in 1997 and previously worked for Pinnacle Financial Wealth Management, LLC; Brookstone Capital Management, LLC; Center Street Securities, Inc.; USA Financial Securities, Corp.; Ameritas Investment Corp.; […]

Scott Aabel (CRD#: 1493667) is a dually registered Broker and Investment Adviser at Spire Securities, LLC in Osprey, FL. Broker’s Background He entered the securities industry in 1991 and previously worked for Investors Capital Advisory; Investors Capital Corp.; Sagepoint Financial, Inc.; Asset & Financial Planning, LTD; Prime Capital Services, Inc.; and Lutheran Brotherhood Securities Corp. […]

Amanda Berry (CRD#: 5651609) is a previously registered Broker. Broker’s Background She entered the securities industry in 2010 and previously worked for MML Investors Services, LLC; and NYLife Securities, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April […]

Joseph Weinbauer (CRD#: 2714070) is a dually registered Broker and Investment Advisor at Berthel, Fisher & Company Financial Services, Inc. in St. Louis, MO. Broker’s Background He entered the securities industry in 1997 and previously worked for National Planning Corporation; American General Securities, Inc.; and Franklin Financial Services Corporation. Current And Past Allegations Of Conduct […]

Daniel Hajduk (CRD#: 830330) is a previously registered Broker. Broker’s Background He entered the securities industry in 1976 and previously worked for Coordinated Capital Securities, Inc.; Stephens Financial Group, Inc.; Blunt Ellis & Loewi, Inc.; Stifel, Nicolaus & Company, Inc; Bacon, Whipple & Co., Inc.; John H. Altorfer & Co.; and T. Reilly, Inc. Current […]

Glenn Romer (CRD#: 4841915) is a registered Broker at Center Street Securities, Inc. in Vero Beach, FL. Broker’s Background He entered the securities industry in 2005 and previously worked for Lincoln Financial Securities Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory […]

Patrick Hobert (CRD#: 805680) is a registered Broker and Investment Advisor at Centaurus Financial, Inc. in Newport Beach, CA. Broker’s Background He entered the securities industry in 1975 and previously worked for Wedbush Morgan Securities, Inc.; Brookstreet Capital Management; Brookstreet Securities Corp.; FSC Securities Corp.; Corporate Benefit Securities, Inc.; Prudential-Bache Securities, Inc.; E.F. Hutton & […]