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Category: Wedbush Securities

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Financial Advisor Joel Farnsworth Discloses $4M Dollar Customer Dispute

Joel Farnsworth (CRD#: 1980052) is a registered broker at Wedbush Securities Inc. Broker’s Background He entered the securities industry in 1989 and previously worked for First Wall Street Corp.; Miller & Schroeder Financial Inc.; Smith Barney, Harris Upham & Co., Incorporated; Wulff, Hansen & Co.; Gruntal & Co. Incorporated; and Bear, Stearns & Co. Inc. […]

Financial Advisor Jonathan Way Barred by FINRA

Jonathan Way (CRD# 1126849) was a previously registered broker at Wedbush Securities Inc., in Napa, CA. Broker’s Background He entered the securities industry in 1983 and previously worked for Wedbush Securities, Inc.; Ryan, Beck & Co., LLC; Gruntal & Co LLC; Moors & Cabot, Inc.; Dakin Securities Corporation; Rodman & Renshaw Inc.; Smith Barney Inc.; […]

Financial Advisor Marc Winters (Wavecrest Securities, LLC) Customer Complaints

Marc Winters (CRD # 4053113) was a Financial Advisor at Wedbush Securities in Los Angeles, CA. Marc Winters has been in the securities industry since 1999 and previously worked for UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 31, 2019, Wedbush Securities terminated Marc Winters […]

Financial Advisor Timothy Podell (Wavecrest Securities, LLC) Customer Complaints

  Timothy Podell (CRD #2691011) was a former Financial Advisor at Wedbush Securities in Los Angeles, California. Timothy Podell currently works for Western International Securities. Timothy Podell has been in the securities industry since 1996 and previously worked at AG Edwards. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Michael Steven Sims (Wavecrest Securities, LLC) Customer Complaints

Michael Steven Sims a/k/k Michael Sims (CRD # 1034180) was a Financial Advisor at Wedbush Securities in Santa Rosa, CA.  Michael Steven Sims a/k/k Michael Sims has been in the securities industry since 1982 and previously worked at Citigroup and Lehman Brothers. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Scott Andersen (Wavecrest Securities, LLC) Customer Complaints

Scott Andersen (CRD # 4412679) is a Financial Advisor at Wedbush Secureities in Roseville, California.  Scott Andersen has been in the securities industry since 2001 and previously worked at Morgan Stanley.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2019, a customer filed a complaint against Scott Andersen, […]