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American Portfolios Financial Securities, Inc. Broker, Brian Dibrino, Has Had Three Customer Complaint Disclosures, Including Two Since May 2020

August 6, 2020

Brian Dibrino (CRD # 2837066) is a Financial Advisor at American Portfolio Financial Securities Inc., in Fairfield, NJ. Brian Dibrino has been in the securities industry since 1997 and previously worked for SII Investments, Inc., Fahnestock Asset Management, Oppenheimer & Co. Inc., and Morgan Stanley. According to publicly available records released by the Financial Industry…

Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker, Keith Simmons, Has Customer Complaint Alleging Damages Of $8 Million

July 29, 2020

Keith Simmons (CRD # 730619) is a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, FL. Keith Simmons has been in the securities industry since 1981. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Keith Simmons has been the subject of three (3) customer complaints, alleging…

Former UBS Financial Services Inc. Broker, David Fenning, Has Five Disclosed Customer Complaints

July 29, 2020

David Fenning (CRD # 1005307) is currently a registered Financial Advisor at Morgan Stanley in New York, NY. David Fenning has been in the securities industry since 1981 and previously worked at UBS Financial Services Inc. (2004-2019), Credit Suisse First Boston LLC (2004-2004), and Donaldson Lufkin & Jenrette Securities Corporation (1995-2003). According to publicly available…

Former Registered Aegis Capital Corp. Broker, Robert Buffington, Has Had Four Customer Complaint Disclosures Since February 2018

July 29, 2020

Robert Buffington (CRD # 5220332) was a Financial Advisor at Aegis Capital Corp. in New York, NY. Robert Buffington was in the securities industry from May 2007 to October 2019 and previously worked at Gunnallen Financial, INC, Maxim Group LLC, and Bear, Stearns & Co. Inc. According to publicly available records released by the Financial…

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis