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Reid and Rudiger Financial Advisor, Clifford Reid, Has Seven Customer Complaints, Including Fourt Pending Complaints
Clifford Reid (CRD # 1905920) is a Financial Advisor at Reid & Rudiger in New York, NY. Clifford Reid has been in the securities industry since since 1989 and has been with Reid and Rudiger since 1999. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Clifford Reid has been the…
Former National Securities Corp. Broker, Jason Hawke, Has Eight Customer Complaints, Two Employment Terminations And A Regulatory Sanction
Jason Hawke (CRD # 4177415) was a Financial Advisor at National Securities Corp. in Meridian, Idaho. Jason Hawke has been in the securities industry since 2000 and previously worked at Newbridge Securities Corp and JP Turner & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2019, the…
Cetera Advisor Networks Broker, Victor Rigoni, Has Six Disclosed Customer Complaints, Including Two Pending And Three Settled Complaints
Victor A. Rigoni III (CRD # 4272056) is a Financial Advisor at Cetera Advisor Networks LLC in Lake Forest, IL. Victor Rigoni has been in the securities industry since since 2000 and previously worked at Summit Brokerage Services, Inc, Cambridge Investment Research, Inc. and Edward Jones. According to publicly available records released by the Financial…
Former Waddell & Reed Broker, Donald Logan, Suspended Eighteen Months By FINRA Over Allegations He Exercised Discretionary Trading Authority Without Authorization
Donald Logan (CRD # 5537486) was a Financial Advisor at Waddell & Reed in Silverdale, WA. Donald Logan has been in the securities industry since since 2008 and previously worked at Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2019, FINRA sanctioned Donald Logan, suspending him…
