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Former SCF Securities Broker, Peter Orlando, Barred Indefinitely By FINRA For Allegedly Improperly Obtaining Control Over The Finances Of His 81-Year Old Widow Client
Peter Orlando (CRD # 1142715) was a Financial Advisor at SCF Securities, Inc. in Fall River, MA. Peter Orlando has been in the securities industry since 1983 and previously worked for a number of brokerage firms, including MetLife Securities, Morgan Stanley, Investors Capital, Schneider Securities and Prudential Securities. According to publicly available records released by…
Calton & Associates Broker, Bart Bohrer, Has Four Pending Customer Complaints, Alleging Sales Practice Misconduct
Bart Bohrer (CRD # 4315654) is a Financial Advisor at Calton & Associates in Tampa, FL. Bart Bohrer has been in the securities industry since 2003 and has been registered with Calton & Associates this entire time. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Bart Bohrer has four pending…
Fort Lauderdale Wells Fargo Broker, Jeffrey Eiler, Has Twelve Customer Complaints, Including Ten Since 2015
Jeffrey Eiler (CRD # 1028716) is a Financial Advisor at Wells Fargo Advisors in Ft. Lauderdale, FL. Jeffrey Eiler has been in the securities industry since since 1982 and previously worked at Janney Montogomery Scott and Prudential Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jeffrey Eiler has twelve…
Former MML Investors Services Broker, Charles J. Evan, Barred By FINRA For Refusing To Cooperate In Investigation Regarding Alleged Inappropriate Insurance Sales Practices
Charles Jonathan Evan (CRD # 836083) was a Financial Advisor at MML Investors Services, LLC in Wellesley, MA. Charles Evan has been in the securities industry since 1977 and previously worked at MSI Financial Services, Inc., New England Securities, Manequity, Inc., G.R. Phelps & Co., Inc., PLM Securities Company and Capital Analysts, Incorporated. According to…
