Former Financial Advisor Stephen Swensen The Subject of Two Million Dollar Settlements
June 26, 2025
- Categories:
- Allegis Investment
Stephen Swensen (CRD#: 2885578) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 1997 and previously worked with Robert W. Baird & Co. Incorporated; Northwestern Mutual Investment Services; Park Avenue Securities LLC; Securian Financial Services, Inc.; Commonwealth Financial Network; Summit Brokerage Services, Inc.; Allegis Investment Services, LLC; J.W. […]