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Category: B. Riley Wealth Management

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Former Stifel and B. Riley Broker Francis Patrick Cunningham Barred by FINRA After Two Terminations, a Churning Complaint

The Wolper Law Firm, P.A. is investigating claims on behalf of customers of Francis Patrick Cunningham (CRD# 2105075) of Memphis, Tennessee. Between November 2025 and September 2026, Cunningham was discharged by two brokerage firms and named in a customer complaint alleging unauthorized trading and churning. He was also suspended for failing to pay an arbitration […]

Financial Advisor Viqas Akhtar has Disclosed Seven Customer Complaints

Viqas Akhtar (CRD#: 5624412) is a registered broker at B. Riley Wealth Management in Miami, FL. Broker’s Background Viqas Akhtar entered the securities industry in 2009 and he previously worked for National Securities Corporation; VFinance  Investments, Inc.; and Rockwell Global Capital LLC. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly […]