Former Stifel and B. Riley Broker Francis Patrick Cunningham Barred by FINRA After Two Terminations, a Churning Complaint
October 14, 2026
- Categories:
- B. Riley Wealth Management
The Wolper Law Firm, P.A. is investigating claims on behalf of customers of Francis Patrick Cunningham (CRD# 2105075) of Memphis, Tennessee. Between November 2025 and September 2026, Cunningham was discharged by two brokerage firms and named in a customer complaint alleging unauthorized trading and churning. He was also suspended for failing to pay an arbitration […]