Financial Advisor Bert Takita Suspended by FINRA for Selling Away
October 16, 2024
- Categories:
- Equitable Advisors
Bert Kenji Takita, Jr. (CRD#: 5852632) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 2010 and previously worked with Equitable Advisors, LLC. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2024, without admitting or denying the findings, […]