William Wade Godfrey (CRD#:2447660) is a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 1994 and previously worked for John Hancock Mutual Life Insurance Company; Fahnestock & Co., Inc.; Ameritas Investment Corp.; American General Financial Advisors, Inc.; Public Employees Equities Services Company; Ameritas Investment Corp.; Equitable Advisors, LLC; Thrivent […]

Alan Margolies (CRD# 1442195) is a Registered Broker and Investment Advisor at Equitable Advisors, LLC in Woodbury, NJ. Broker’s Background Alan Margolies entered the securities industry in 1985 and previously worked for Signator Investors, Inc.; John Hancock Mutual Life Insurance Company; Hartford Equity Sales Company, Inc; Reliastar Financial Marketing Corp; Nathan & Lewis Securities, Inc.; […]

Bryan Lubitz (CRD#: 4381244) is a registered Broker at Equitable Advisors, LLC in Woodbury, NY. Broker’s Background He entered the securities industry in 2001 and previously worked for Aegis Capital Corp.; Newbridge Securities Corp.; and Trident Partners, Ltd. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Anthony DiDonna (CRD#: 7283414) was previously dually registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2020 and previously worked for Equitable Advisors, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December […]

FINRA Suspends Financial Advisor Kevin Klickna Kevin Klickna (CRD#: 5640324) is a previously registered Broker and an Investment Adviser. Broker’s Background He entered the securities industry in 2009 and previously worked for Equitable Advisors, LLC and AXA Advisors, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]