John P. Franzino (CRD#:4734949) is a registered broker at Ameritas Investment Company, LLC., in Massapequa, NY. Broker’s Background John Franzino entered the securities industry in 2004 and has previously worked at MML Investors, LLC; MSI Financial Services, Inc; and NYLIFE Securities, LLC. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly […]

Mark Gillelen (CRD#: 1868626) is a registered broker and Investment Advisor at LPL Financial LLC in Redwoord City, CA. Broker’s Background He entered the securities industry in 1989 and previously worked for Cetera Investment Advisers, LLC; First Allied Securities, Inc; First Allied Advisory Services, Inc; Morgan Stanley Smith Barney; Morgan Stanley & Co. Incorporated; Banc […]

Viqas Akhtar (CRD#: 5624412) is a registered broker at B. Riley Wealth Management in Miami, FL. Broker’s Background Viqas Akhtar entered the securities industry in 2009 and he previously worked for National Securities Corporation; VFinance  Investments, Inc.; and Rockwell Global Capital LLC. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly […]

Lawrence William Catena (CRD#: 2037155) is a Registered Broker and Investment Advisor at Morgan Stanley in Naples, FL. Broker’s Background He entered the securities industry in 1990 and previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated; and McLaughlin, Piven, Vogel Securities. Current and Past Allegations of Conduct Leading to Investment Loss According to […]

Stephen Curtis Lawler (CRD#: 1193477) is a Registered Broker and Investment Advisor at Cetera Advisors LLC, in Peoria, IL. Broker’s Background He entered the securities industry in 1983 and previously worked for First Allied Securities, Inc.; Lawler Financial Advisory Corporation; First Allied Advisory Services, Inc.; Investacorp Inc.; Integrated Resources Equity Corporation; FSC Securities Corporation; and […]

Joel Farnsworth (CRD#: 1980052) is a registered broker at Wedbush Securities Inc. Broker’s Background He entered the securities industry in 1989 and previously worked for First Wall Street Corp.; Miller & Schroeder Financial Inc.; Smith Barney, Harris Upham & Co., Incorporated; Wulff, Hansen & Co.; Gruntal & Co. Incorporated; and Bear, Stearns & Co. Inc. […]

Jonathan Way (CRD# 1126849) was a previously registered broker at Wedbush Securities Inc., in Napa, CA. Broker’s Background He entered the securities industry in 1983 and previously worked for Wedbush Securities, Inc.; Ryan, Beck & Co., LLC; Gruntal & Co LLC; Moors & Cabot, Inc.; Dakin Securities Corporation; Rodman & Renshaw Inc.; Smith Barney Inc.; […]

Michaela Rauscher (CRD#: 5399032) is a registered Broker and Investment Adviser at Western International Securities, Inc., in Westlake Village, CA. Broker’s Background She entered the securities industry in 2007 and previously worked for Merrill Lynch, Pierce, Fenner & Smith, Inc. Current And Past Allegations Of Conduct According to publicly available records released by the Financial […]

Edward Rosenblatt (CRD#: 2658712) is a Registered Broker and Investment Advisor at Cetera Advisor Networks LLC. Broker’s Background Edward Rosenblatt entered the securities industry in 1997 and has worked for Cetera Advisor Networks LLC and Cetera Investment Advisers LLC since then. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available […]

Timothy Farris (CRD#: 2178521) is a registered broker and investment adviser at Cetera Advisors LLC in West Bloomfield, MI. Broker’s Background Timothy Farris entered the securities industry in 1991 and previously for SPC; Sigma Financial Corporation; Ameriprise Financial Services, Inc.; Ameriprise Advisor Services, Inc.; Pruco Securities Corporation; and the Prudential Insurance Company of America. Current […]