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Former Waddell & Reed Broker, Donald Logan, Suspended Eighteen Months By FINRA Over Allegations He Exercised Discretionary Trading Authority Without Authorization

January 31, 2020

Donald Logan (CRD # 5537486) was a Financial Advisor at Waddell & Reed in Silverdale, WA. Donald Logan has been in the securities industry since since 2008 and previously worked at Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in February 2019, FINRA sanctioned Donald Logan, suspending him…

Sagepoint Financial Broker, Timothy Vanlohuizen, Has Six Disclosed Customer Complaints Alleging Various Sales Practice Violations

January 31, 2020

Timothy Jan Vanlohuizen (CRD # 2166867) is a Financial Advisor at Sagepoint Financial, Inc. in Coeur d’Alene, ID. Timothy Vanlohuizen has been in the securities industry since 1991 and previously worked at SunAmerica Securities, Inc., Multi-Financial Securities Corporation and Waddell & Reed, Inc. According to publicly available records released by the Financial Industry Regulatory Authority…

Former First Allied And LPL Broker, Jeffrey LaBelle, Has Five Disclosed Customer Complaints, Including Two Pending Complaints

January 27, 2020

Jeffrey LaBelle (CRD # 1547518) was a Financial Advisor at First Allied Securities and LPL Financial, LLC in Sarasota, FL.  Jeffrey LaBelle has been in the securities industry since since 1987 and previously worked at Woodbury Financial Services and Next Financial Group. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA),…

Ameriprise Financial Services Broker, Joseph Peggs, Has Eight Disclosed Customer Complaints Alleging Various Sales Practice Violations

January 16, 2020

Joseph Peggs (CRD # 121971) is a Financial Advisor at Ameriprise Financial Services, Inc. in Seminole, FL.  Joseph Peggs has been in the securities industry since 1984 and previously worked at Planmember Securities Corporation, AXA Advisors, LLC, Woodbury Financial Services, Inc. Jefferson Pilot Securities Corporation, NFP Securities, Inc. and FFP Securities, Inc. According to publicly…

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Main Office - Fort Lauderdale

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We represent clients nationwide, including, but not limited to: Miami, Boca Raton, West Palm Beach, Sarasota, Tampa, Stuart, St. Petersburg, Vero Beach, Orlando, Jacksonville, Austin, Houston, Dallas, Washington DC, Charlotte, Boston, Baltimore, Phoenix, Scottsdale, Las Vegas, Los Angeles, San Diego, San Francisco, Chicago, Seattle, Portland, Denver, Salt Lake City, Fargo, Atlanta, Little Rock, Newark and St. Louis