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Category: Hilltop Securities

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Financial Advisor Dennis Ayre (Hilltop Securities Inc.) Customer Complaints

Dennis Ayre (CRD # 5365176) is a previously registered broker at Hilltop Securities Inc. Beverly Hills, CA. Dennis Ayre has been in the securities industry since 2008 and previously worked at Oppenheimer & Company, Inc. and Merrill Lynch, Pierce, Fenner and Smith Inc. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Richard Earl Cagle (Hilltop Securities, Inc.) Customer Complaints

Richard Earl Cagle was a Financial Advisor at Hilltop Securities Independent Network in Corpus Christi, TX.  Richard Cagle has been in the securities industry since 1991 and previously worked at Principal Financial Securities in Dallas, TX.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, FINRA barred Richard […]

Financial Advisor Mark F. Augusta (Hilltop Securities, Inc.) Customer Complaints

Mark F. Augusta is a Financial Advisor at Hilltop Securities, Inc. in Del Mar, California. Mark Augusta has been in the securities industry since 1986 and previously worked at Baraban Securities, Inc. Miller & Schroeder Financial, Inc., Piper Jaffray & Co., Stone & Youngberg, LLC and Wedbush Securities, Inc. According to publicly available records released […]