Timothy Jan Vanlohuizen (CRD # 2166867) is a Financial Advisor at Sagepoint Financial, Inc. in Coeur d’Alene, ID. Timothy Vanlohuizen has been in the securities industry since 1991 and previously worked at SunAmerica Securities, Inc., Multi-Financial Securities Corporation and Waddell & Reed, Inc. According to publicly available records released by the Financial Industry Regulatory Authority […]

Tariq Sales (CRD # 2851440) was a Financial Advisor at Newbridge Securities in New York, NY.  Tariq Sales has been in the securities industry since 1997 and previously worked at Aegis Capital, Gunnallen Financial, Reid & Rudiger, First Republic, Briarwood Investment Counsel, Nichols, Safina, Lerner, and Meyers Pollock Robbins. According to publicly available records released […]

George C. Merhoff, Jr. was a Financial Advisor at Cetera Advisors LLC and Pacific West Securities, Inc. in Klamath Falls, OR, and at AAG Securities, Inc. in Cioncinnati, OH.  George Merhoff entered the securities industry in 1997.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), George Merhoff has twenty-seven customer […]

Demos Argyros is a Financial Advisor at Oppenheimer & Co. in St. Louis.  Demos Argyros entered the securities industry in 1986 and previously worked at CIBC World Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Demos Argyros  has five (5) customer complaint disclosures reflected on his permanent record maintained […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Lipscomb, a Financial Advisor at Ameriprise in Orlando, FL.  Michael Lipscomb has been in the securities industry since 1992 and previously worked at Wunderlich Securities in Memphis. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Lipscomb has been […]

The Wolper Law Firm, P.A. is currently investigating claims against Chadwick Carrick, a former Financial Advisor at Stifel Nicoloaus, who is now with Jeffrey Matthews Financial Corp. in Mobile, Alabama. Chadwick Carrick has been in the securities industry since the 1990s and previously worked at Sterne, Agee & Leach and Morgan Stanley. According to publicly […]

The Wolper Law Firm, P.A. is currently investigating claims against Dennis Hayes, a former Financial Advisor at Newbridge Securities Corporation and Salomon Whitney Financial in Melville, NY.  Dennis Hayes first entered the securities industry in 2001 and has worked for a multitude of brokerage firms, NFP Securities, Capital Investment Group and MML Investors Services. According […]

The Wolper Law Firm, P.A. is currently investigating claims against Charles Stephens, a Financial Advisor at D.H. Hill Securities in St. Augustine, FL.  Charles Stephens first entered the securities industry in the 1980s and previously worked for NY Life Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Charles Stephens […]

Investment related misconduct comes in many forms.  It can be out in the open and flagrant but most often it is concealed and subtle.  The hallmark signs of investment misconduct are: Sudden, precipitous drops in the value of your portfolio, particularly when not in tandem with the overall financial markets Your financial advisor is recommending […]

Often times, investors assume that because investments inherently carry a degree of risk, that you are precluded from seeking to recover investment losses.  This is incorrect.  While normal market fluctuations should be expected and are not actionable, they manner in which your portfolio is positioned IS actionable. The securities laws, both at the state and […]