Sagepoint Financial Advisor Cynthia Komarek Barred by FINRA After Refusing Request for Information During Investigation For Making Referrals To Outside Manager
July 23, 2021
- Sagepoint Financial, Inc.
Cynthia Komarek (CRD#: 1188714), also known as Cynthia Brown, Cynthia Brown Komarek, and Cynthia Brown Pearson) was a previously registered Broker and Investment Advisor at Sagepoint Financial, Inc., in Barrington, IL. She entered the securities industry in 1983 and previously worked for Wells Fargo Clearing Services, LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.; Lehman […]