Category: Sagepoint Financial, Inc.

Ran Regev (CRD#: 5469190) is a FINRA registered Financial Advisor. Broker’s Background Ran Regev entered the securities industry in 2008. He previously worked with Metlife Securities, Inc. and Sagepoint Financial, Inc., which is now owned by Osaic Wealth, Inc.  Ran Regev is located in Fort Lauderdale, FL. Allegations of Conduct Leading to Investment Loss The […]

Cynthia Komarek (CRD#: 1188714), also known as Cynthia Brown, Cynthia Brown Komarek, and Cynthia Brown Pearson) was a previously registered Broker and Investment Advisor at Sagepoint Financial, Inc., in Barrington, IL. She entered the securities industry in 1983 and previously worked for Wells Fargo Clearing Services, LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.; Lehman […]

Gary Bowman (CRD 2035699) has been in the securities industry since 1990 and is currently registered with Sagepoint Financial. Gary Bowman was previously registered with Arque Capital and Fox & Co. Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 1, 2021, Gary Bowman was sanctioned by FINRA […]

Grant Birkley (CRD#: 2933533) is a previously registered Broker and Investment Advisor at SagePoint Financial, Inc. in Barrington, IL. He entered the securities industry in 1998 and previously worked for Wells Fargo Clearing Services, LLC; Merrill Lynch, Pierce, Fenner & Smith, Incorporated; and Shepherd Financial Group, LLC. According to publicly available records released by the […]

Troy Baily (CRD# 4458930) was registered advisor at Sagepoint Financial, Inc. in Omaha, NE. Troy Baily was in the securities industry from 2001 to 2018. Troy Baily previously worked for AXA Advisors, LLC, Proequities, Inc., Ameritas Investment Corp., Vision, and Centarus Financial, Inc. According to publicly available records released by the Financial Industry Regulatory Authority […]

Scot Fairchild (CRD # 2323211) is a Financial Advisor at Lucia Securities, LLC in Henderson, NV. Scot Fairchild has been in the securities industry since 1993 and previously worked at Sagepoint Financial, INC, Success Financial Advisors, LLC, and Sunamerica Securities, INC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

Timothy Jan Vanlohuizen (CRD # 2166867) is a Financial Advisor at Sagepoint Financial, Inc. in Coeur d’Alene, ID. Timothy Vanlohuizen has been in the securities industry since 1991 and previously worked at SunAmerica Securities, Inc., Multi-Financial Securities Corporation and Waddell & Reed, Inc. According to publicly available records released by the Financial Industry Regulatory Authority […]

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto […]

Christopher Bice is a Financial Advisor at Sagepoint Financial, Inc. in Greensborough, North Carolina.  Christopher Bice entered the securities industry in 1999 and previously worked at Sunamerica Securities in Phoenix, Arizona.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Bice has four customer complaint disclosures and an employment […]